UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.78B
| $35.8M | 0.01% |
423,531
+9,011
| +2% | +$799K |
|
1052
VanEck CEF Muni Income ETF
XMPT
$219M
| $35.8M | 0.01% |
1,892,838
+159,569
| +9% | +$3.27M |
|
1053
CALL
Enphase Energy
ENPH
$5.24B
| $35.6M | 0.01% |
296,700
+264,700
| +827% | +$37.7M |
|
1054
CALL
Shopify
SHOP
$191B
| $35.6M | 0.01% |
653,000
+135,000
| +26% | +$8.18M |
|
|
B
1055
CALL
Barrick Mining
B
$69.3B
| $35.6M | 0.01% |
2,447,210
+2,322,210
| +1,858% | +$38.1M |
|
1056
Atmos Energy
ATO
$28.7B
| $35.5M | 0.01% |
335,140
-67,864
| -17% | -$7.92M |
|
1057
PUT
Enterprise Products Partners
EPD
$82.3B
| $35.5M | 0.01% |
1,296,300
+436,200
| +51% | +$11.7M |
|
1058
Franklin FTSE Japan ETF
FLJP
$4.02B
| $35.5M | 0.01% |
1,341,216
+749,276
| +127% | +$20.3M |
|
1059
Welltower
WELL
$170B
| $35.5M | 0.01% |
432,928
-434,238
| -50% | -$35.7M |
|
1060
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
| $35.4M | 0.01% |
401,200
+301,200
| +301% | +$25.7M |
|
1061
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.53B
| $35.4M | 0.01% |
462,000
-976,700
| -68% | -$79.4M |
|
1062
CALL
Elevance Health
ELV
$84.9B
| $35.3M | 0.01% |
81,100
+33,700
| +71% | +$15.3M |
|
1063
CALL
State Street Technology Select Sector SPDR ETF
XLK
$122B
| $35.2M | 0.01% |
429,800
-94,600
| -18% | -$8.11M |
|
1064
CALL
Chubb
CB
$137B
| $35.1M | 0.01% |
168,700
-20,400
| -11% | -$4.12M |
|
1065
PUT
Intuitive Surgical
ISRG
$132B
| $35.1M | 0.01% |
120,100
+24,500
| +26% | +$7.65M |
|
1066
CALL
Prudential Financial
PRU
$41.9B
| $35.1M | 0.01% |
369,700
-5,000
| -1% | -$473K |
|
1067
PUT
Snap
SNAP
$8.83B
| $35M | 0.01% |
3,931,000
+120,000
| +3% | +$1.25M |
|
1068
PUT
DaVita
DVA
$11.5B
| $34.9M | 0.01% |
369,600
+320,100
| +647% | +$32.7M |
|
1069
Public Storage
PSA
$61.1B
| $34.9M | 0.01% |
132,535
+39,620
| +43% | +$11.1M |
|
1070
Tyson Foods
TSN
$20.6B
| $34.9M | 0.01% |
690,515
+151,379
| +28% | +$8.06M |
|
1071
PUT
iShares Silver Trust
SLV
$29.8B
| $34.9M | 0.01% |
1,714,000
+1,234,700
| +258% | +$26.7M |
|
1072
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
| $34.8M | 0.01% |
829,464
-222,270
| -21% | -$9.93M |
|
1073
PUT
MGM Resorts International
MGM
$11.4B
| $34.7M | 0.01% |
944,200
+564,000
| +148% | +$24.9M |
|
1074
Expedia Group
EXPE
$36.8B
| $34.6M | 0.01% |
336,097
-87,410
| -21% | -$9.65M |
|
1075
PUT
International Paper
IP
$21.5B
| $34.6M | 0.01% |
976,400
-21,500
| -2% | -$731K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.