UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
| $31.7M | 0.01% |
649,664
+18,617
| +3% | +$899K |
|
1052
Manulife Financial
MFC
$74B
| $31.6M | 0.01% |
1,559,911
+1,680
| +0.1% | +$32.1K |
|
1053
FirstEnergy
FE
$28.1B
| $31.6M | 0.01% |
651,121
+134,594
| +26% | +$6.43M |
|
1054
Fortune Brands Innovations
FBIN
$6.06B
| $31.6M | 0.01% |
566,582
+286,681
| +102% | +$15.1M |
|
1055
CALL
Hasbro
HAS
$13.1B
| $31.6M | 0.01% |
298,900
| – | – |
|
1056
Molson Coors Class B
TAP
$7.87B
| $31.6M | 0.01% |
585,523
+207,307
| +55% | +$11.2M |
|
1057
Nuveen California Quality Municipal Income Fund
NAC
$1.82B
| $31.4M | 0.01% |
2,108,731
-17,988
| -0.8% | -$267K |
|
1058
RH
RH
$3.17B
| $31.4M | 0.01% |
146,853
+117,382
| +398% | +$22.9M |
|
1059
PUT
HP
HPQ
$24.8B
| $31.2M | 0.01% |
1,519,800
+1,144,800
| +305% | +$21.7M |
|
|
EMD
1060
Western Asset Emerging Markets Debt Fund
EMD
$610M
| $31.2M | 0.01% |
2,183,750
-10,972
| -0.5% | -$153K |
|
1061
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
| $31.2M | 0.01% |
610,534
+28,777
| +5% | +$1.47M |
|
1062
A.O. Smith
AOS
$8.19B
| $31.1M | 0.01% |
653,324
-134,516
| -17% | -$6.52M |
|
1063
Canadian National Railway
CNI
$76.5B
| $31.1M | 0.01% |
343,361
-3,251
| -0.9% | -$292K |
|
|
TWO
1064
CALL
Two Harbors Investment
TWO
$1.27B
| $31M | 0.01% |
+530,300
| New | +$30.1M |
|
1065
NVR
NVR
$16.5B
| $30.9M | 0.01% |
8,120
+1,431
| +21% | +$5.3M |
|
1066
Diamondback Energy
FANG
$56B
| $30.9M | 0.01% |
332,994
+28,410
| +9% | +$2.36M |
|
1067
Xylem
XYL
$27.6B
| $30.9M | 0.01% |
391,921
+39,062
| +11% | +$3.04M |
|
1068
Nuveen Municipal Credit Income Fund
NZF
$2.41B
| $30.9M | 0.01% |
1,886,182
+77,233
| +4% | +$1.25M |
|
1069
Markel Group
MKL
$23.2B
| $30.9M | 0.01% |
26,992
+7,949
| +42% | +$9.05M |
|
1070
Dover
DOV
$27.5B
| $30.8M | 0.01% |
267,453
-514
| -0.2% | -$55.1K |
|
1071
Vulcan Materials
VMC
$36B
| $30.8M | 0.01% |
213,940
-74,478
| -26% | -$10.7M |
|
1072
FS KKR Capital
FSK
$3.07B
| $30.8M | 0.01% |
1,255,261
+50,982
| +4% | +$1.22M |
|
1073
Reinsurance Group of America
RGA
$15.6B
| $30.8M | 0.01% |
188,746
+85,801
| +83% | +$13.9M |
|
1074
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
| $30.7M | 0.01% |
473,545
-12,261
| -3% | -$762K |
|
|
CBPX
1075
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $30.7M | 0.01% |
843,245
+748,374
| +789% | +$24.6M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.