UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
| $25.5M | 0.01% |
336,871
-63,591
| -16% | -$4.76M |
|
1052
CALL
Halliburton
HAL
$26.5B
| $25.5M | 0.01% |
629,500
+275,740
| +78% | +$11.4M |
|
|
BSJK
1053
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $25.5M | 0.01% |
1,047,188
+49,119
| +5% | +$1.2M |
|
1054
iShares US Industrials ETF
IYJ
$2B
| $25.4M | 0.01% |
324,736
+22,196
| +7% | +$1.69M |
|
|
MITL
1055
DELISTED
Mitel Networks Corporation
MITL
| $25.2M | 0.01% |
2,290,271
+325,437
| +17% | +$3.58M |
|
|
JPS
1056
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $25.2M | 0.01% |
2,867,848
-119,980
| -4% | -$1.06M |
|
|
HTD
1057
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$911M
| $25.2M | 0.01% |
1,081,533
+47,405
| +5% | +$1.11M |
|
1058
Consolidated Edison
ED
$39.8B
| $25M | 0.01% |
328,442
-13,024
| -4% | -$1.03M |
|
1059
CALL
Alphabet (Google) Class C
GOOG
$4.57T
| $24.9M | 0.01% |
418,000
+52,800
| +14% | +$3.16M |
|
1060
PVH
PVH
$4.05B
| $24.8M | 0.01% |
171,746
+68,751
| +67% | +$10.2M |
|
1061
iShares US Equity Factor ETF
LRGF
$3.63B
| $24.8M | 0.01% |
737,433
+126,848
| +21% | +$4.23M |
|
1062
Cincinnati Financial
CINF
$27.1B
| $24.8M | 0.01% |
322,735
+40,906
| +15% | +$3.05M |
|
|
FDC
1063
CALL
DELISTED
First Data Corporation
FDC
| $24.8M | 0.01% |
1,012,100
+677,200
| +202% | +$16.3M |
|
1064
CALL
AMC Global Media
AMCX
$477M
| $24.7M | 0.01% |
373,000
+86,400
| +30% | +$5.39M |
|
1065
iShares MSCI Canada ETF
EWC
$6.15B
| $24.7M | 0.01% |
858,986
-25,907
| -3% | -$747K |
|
|
HES
1066
PUT
DELISTED
Hess
HES
| $24.7M | 0.01% |
345,000
-200,000
| -37% | -$13.2M |
|
1067
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$3.92B
| $24.7M | 0.01% |
722,600
+465,400
| +181% | +$16.2M |
|
1068
Gaming and Leisure Properties
GLPI
$12.6B
| $24.6M | 0.01% |
698,611
+558,217
| +398% | +$19.8M |
|
1069
Canadian Natural Resources
CNQ
$96.8B
| $24.6M | 0.01% |
1,535,319
-152,649
| -9% | -$2.58M |
|
1070
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
| $24.5M | 0.01% |
877,320
-18,569
| -2% | -$515K |
|
|
K
1071
PUT
DELISTED
Kellanova
K
| $24.5M | 0.01% |
372,750
-73,485
| -16% | -$4.95M |
|
|
AOD
1072
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
| $24.5M | 0.01% |
2,789,156
+202,662
| +8% | +$1.79M |
|
1073
Rogers Communications
RCI
$18.4B
| $24.5M | 0.01% |
476,139
-98,371
| -17% | -$5.03M |
|
1074
Waters Corp
WAT
$37B
| $24.5M | 0.01% |
125,728
+69,428
| +123% | +$13.4M |
|
|
OPLN
1075
Openlane
OPLN
$4.33B
| $24.5M | 0.01% |
1,082,501
-107,400
| -9% | -$2.48M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 635 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.