UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1051
PUT
Chevron
CVX
$383B
| $19.3M | 0.01% |
179,700
-537,700
| -75% | -$60.3M |
|
1052
CALL
Lowe's Companies
LOW
$118B
| $19.3M | 0.01% |
234,300
+113,800
| +94% | +$8.71M |
|
1053
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.46B
| $19.2M | 0.01% |
1,592,340
+228,990
| +17% | +$2.67M |
|
|
DM
1054
DELISTED
Dominion Energy Midstream Ptr LP
DM
| $19.1M | 0.01% |
598,973
+68,356
| +13% | +$2.14M |
|
1055
Plains GP Holdings
PAGP
$5.26B
| $19.1M | 0.01% |
611,363
+96,866
| +19% | +$3.15M |
|
1056
The Mosaic Company
MOS
$7.24B
| $19.1M | 0.01% |
654,786
-35,523
| -5% | -$1.1M |
|
1057
Avery Dennison
AVY
$13.4B
| $19.1M | 0.01% |
236,947
+112,831
| +91% | +$8.76M |
|
1058
CALL
iShares Biotechnology ETF
IBB
$9.52B
| $19.1M | 0.01% |
195,000
+59,100
| +43% | +$5.66M |
|
|
VTTI
1059
DELISTED
VTTI Energy Partners LP
VTTI
| $19.1M | 0.01% |
1,003,115
+888,278
| +774% | +$16.3M |
|
1060
New Mountain Finance
NMFC
$653M
| $19M | 0.01% |
1,275,093
+270,005
| +27% | +$3.94M |
|
1061
Northern Trust
NTRS
$22.4B
| $18.9M | 0.01% |
218,721
+103,910
| +91% | +$9.03M |
|
1062
S&P Global
SPGI
$122B
| $18.9M | 0.01% |
144,668
-40,829
| -22% | -$5.08M |
|
1063
CALL
Micron Technology
MU
$988B
| $18.9M | 0.01% |
653,768
-1,501,125
| -70% | -$36.7M |
|
1064
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
| $18.9M | 0.01% |
745,615
+147,654
| +25% | +$3.66M |
|
|
SLY
1065
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $18.8M | 0.01% |
310,570
-13,176
| -4% | -$798K |
|
1066
Check Point Software Technologies
CHKP
$13.1B
| $18.8M | 0.01% |
183,273
+13,360
| +8% | +$1.31M |
|
1067
Oneok
OKE
$56.1B
| $18.8M | 0.01% |
339,022
+83,459
| +33% | +$4.59M |
|
|
SWC
1068
DELISTED
Stillwater Mining Co
SWC
| $18.8M | 0.01% |
1,087,816
+436,465
| +67% | +$7.46M |
|
|
X
1069
DELISTED
US Steel
X
| $18.8M | 0.01% |
554,925
+119,497
| +27% | +$4.25M |
|
1070
BlackRock Core Bond Trust
BHK
$648M
| $18.8M | 0.01% |
1,405,043
+13,828
| +1% | +$183K |
|
1071
PUT
Amgen
AMGN
$209B
| $18.7M | 0.01% |
114,200
-202,662
| -64% | -$33.7M |
|
1072
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
| $18.7M | 0.01% |
343,225
-96,877
| -22% | -$5.25M |
|
1073
BlackRock Taxable Municipal Bond Trust
BBN
$976M
| $18.7M | 0.01% |
833,372
+12,824
| +2% | +$284K |
|
1074
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $18.6M | 0.01% |
468,000
+221,416
| +90% | +$8.47M |
|
|
ISD
1075
PGIM High Yield Bond Fund
ISD
$415M
| $18.6M | 0.01% |
1,211,444
+82,458
| +7% | +$1.29M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.