UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1026
PUT
Skyworks Solutions
SWKS
$10.1B
| $38.4M | 0.01% |
233,000
+126,200
| +118% | +$23.1M |
|
1027
CALL
Chipotle Mexican Grill
CMG
$43.7B
| $38.4M | 0.01% |
1,056,200
+245,000
| +30% | +$8.91M |
|
1028
SentinelOne
S
$7.2B
| $38.3M | 0.01% |
715,668
+714,726
| +75,873% | +$39.2M |
|
1029
IQ MacKay Municipal Insured ETF
MMIN
$467M
| $38.3M | 0.01% |
1,396,233
-9,885
| -0.7% | -$274K |
|
1030
iShares US Consumer Discretionary ETF
IYC
$1.22B
| $38.3M | 0.01% |
494,832
-20,541
| -4% | -$1.62M |
|
1031
CALL
T-Mobile US
TMUS
$186B
| $38.1M | 0.01% |
298,051
+234,400
| +368% | +$32.6M |
|
1032
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
| $38M | 0.01% |
2,054,496
+51,784
| +3% | +$986K |
|
1033
Franklin Resources
BEN
$17.7B
| $37.9M | 0.01% |
1,276,802
-124,208
| -9% | -$3.87M |
|
1034
Ametek
AME
$58.4B
| $37.8M | 0.01% |
305,035
-65,877
| -18% | -$8.85M |
|
1035
CALL
Petrobras
PBR
$118B
| $37.8M | 0.01% |
3,653,341
+48,800
| +1% | +$520K |
|
|
AGNT
1036
AGNT Inc
AGNT
$677M
| $37.7M | 0.01% |
948,843
-73,576
| -7% | -$3.15M |
|
|
PXD
1037
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $37.7M | 0.01% |
226,300
+116,200
| +106% | +$17.6M |
|
|
1038
PUT
Petrobras
PBR
$118B
| $37.6M | 0.01% |
3,635,922
-2,144,700
| -37% | -$22.8M |
|
1039
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
| $37.4M | 0.01% |
429,440
+37,556
| +10% | +$3.28M |
|
1040
Expedia Group
EXPE
$38.4B
| $37.4M | 0.01% |
227,973
-14,767
| -6% | -$2.28M |
|
1041
PUT
Yum China
YUMC
$16.3B
| $37.3M | 0.01% |
642,118
+80,600
| +14% | +$4.96M |
|
1042
Apollo Global Management
APO
$74.7B
| $37.3M | 0.01% |
605,804
-11,943
| -2% | -$718K |
|
1043
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.06B
| $37.1M | 0.01% |
539,095
-10,667
| -2% | -$753K |
|
1044
PUT
Union Pacific
UNP
$176B
| $37M | 0.01% |
188,875
+75,000
| +66% | +$16.2M |
|
1045
Nuveen Municipal Value Fund
NUV
$1.9B
| $37M | 0.01% |
3,270,179
+80,334
| +3% | +$933K |
|
1046
Charles River Laboratories
CRL
$12.6B
| $37M | 0.01% |
89,558
+14,676
| +20% | +$6.1M |
|
1047
Host Hotels & Resorts
HST
$17.2B
| $36.9M | 0.01% |
2,262,479
+639,434
| +39% | +$10.4M |
|
1048
Entergy
ETR
$49.9B
| $36.9M | 0.01% |
743,754
+180,744
| +32% | +$9.67M |
|
|
BSJN
1049
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
| $36.9M | 0.01% |
1,457,382
+65,996
| +5% | +$1.68M |
|
1050
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.78B
| $36.8M | 0.01% |
433,751
+116,032
| +37% | +$10.3M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.