UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CLDR
1026
PUT
DELISTED
Cloudera, Inc.
CLDR
| $27.6M | 0.01% |
3,111,600
| – | – |
|
1027
VeriSign
VRSN
$26.2B
| $27.6M | 0.01% |
146,123
-18,645
| -11% | -$3.83M |
|
1028
CALL
Targa Resources
TRGP
$58B
| $27.6M | 0.01% |
686,000
+411,000
| +149% | +$15.7M |
|
1029
Nokia
NOK
$51B
| $27.5M | 0.01% |
5,432,132
-574,850
| -10% | -$2.97M |
|
1030
Toll Brothers
TOL
$13.6B
| $27.5M | 0.01% |
668,825
-30,261
| -4% | -$1.12M |
|
1031
Viatris
VTRS
$20.4B
| $27.4M | 0.01% |
1,387,307
-446,417
| -24% | -$8.75M |
|
1032
Cadence Design Systems
CDNS
$93.6B
| $27.4M | 0.01% |
415,104
-22,741
| -5% | -$1.6M |
|
1033
Diamondback Energy
FANG
$57.1B
| $27.4M | 0.01% |
304,584
-23,320
| -7% | -$2.32M |
|
1034
PUT
Hasbro
HAS
$13.2B
| $27.3M | 0.01% |
230,000
+200,000
| +667% | +$22.8M |
|
1035
CALL
Wells Fargo
WFC
$261B
| $27.3M | 0.01% |
540,300
-112,700
| -17% | -$5.31M |
|
1036
Synopsys
SNPS
$74.4B
| $27.3M | 0.01% |
198,551
-65,843
| -25% | -$8.9M |
|
1037
iShares MSCI Australia ETF
EWA
$1.41B
| $27.2M | 0.01% |
1,221,327
+10,365
| +0.9% | +$229K |
|
1038
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.77B
| $27.1M | 0.01% |
408,338
-100,767
| -20% | -$6.75M |
|
1039
Freeport-McMoran
FCX
$90B
| $27.1M | 0.01% |
2,828,747
+519,222
| +22% | +$5.33M |
|
1040
CALL
Ball Corp
BALL
$17.3B
| $27M | 0.01% |
371,400
+144,000
| +63% | +$10.7M |
|
1041
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.19B
| $27M | 0.01% |
253,119
-7,914
| -3% | -$840K |
|
1042
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
| $26.9M | 0.01% |
601,380
-122,838
| -17% | -$5.6M |
|
|
VPU
1043
Vanguard Utilities ETF
VPU
$8.48B
| $26.9M | 0.01% |
187,220
+21,293
| +13% | +$2.92M |
|
|
TIF
1044
DELISTED
Tiffany & Co.
TIF
| $26.9M | 0.01% |
290,223
+6,715
| +2% | +$606K |
|
1045
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
| $26.9M | 0.01% |
920,790
-179,188
| -16% | -$5.18M |
|
1046
iShares California Muni Bond ETF
CMF
$4.58B
| $26.9M | 0.01% |
438,417
-32,029
| -7% | -$1.96M |
|
1047
Shopify
SHOP
$152B
| $26.7M | 0.01% |
858,210
+104,210
| +14% | +$3.57M |
|
|
JWN
1048
DELISTED
Nordstrom
JWN
| $26.7M | 0.01% |
793,568
-84,289
| -10% | -$2.57M |
|
1049
Dover
DOV
$27.6B
| $26.7M | 0.01% |
267,967
+117,503
| +78% | +$11.3M |
|
1050
Westlake Chemical Partners
WLKP
$763M
| $26.7M | 0.01% |
1,146,954
+148,778
| +15% | +$3.37M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.