UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1026
B&G Foods
BGS
$303M
| $22.8M | 0.01% |
715,440
+43,655
| +6% | +$1.43M |
|
|
RWT
1027
Redwood Trust
RWT
$588M
| $22.8M | 0.01% |
1,396,948
+286,525
| +26% | +$4.8M |
|
1028
Ross Stores
ROST
$80.8B
| $22.7M | 0.01% |
351,785
+50,895
| +17% | +$2.93M |
|
1029
Vipshop
VIPS
$7.26B
| $22.7M | 0.01% |
2,582,350
+417,185
| +19% | +$4.34M |
|
1030
First Trust Europe AlphaDEX Fund
FEP
$515M
| $22.7M | 0.01% |
600,911
+58,776
| +11% | +$2.14M |
|
1031
PUT
Verizon
VZ
$197B
| $22.6M | 0.01% |
456,500
-28,500
| -6% | -$1.34M |
|
1032
iShares MSCI Canada ETF
EWC
$6.12B
| $22.6M | 0.01% |
780,607
+34,791
| +5% | +$968K |
|
|
TWTR
1033
PUT
DELISTED
Twitter, Inc.
TWTR
| $22.6M | 0.01% |
1,337,700
-896,500
| -40% | -$15.7M |
|
|
CPN
1034
DELISTED
Calpine Corporation
CPN
| $22.5M | 0.01% |
1,526,367
+1,053,760
| +223% | +$15M |
|
1035
Baker Hughes
BKR
$58.3B
| $22.5M | 0.01% |
+613,477
| New | +$21.8M |
|
1036
PUT
Adobe
ADBE
$105B
| $22.4M | 0.01% |
150,100
+132,300
| +743% | +$19.7M |
|
1037
United Airlines
UAL
$38.8B
| $22.3M | 0.01% |
366,008
-23,895
| -6% | -$1.59M |
|
1038
DXC Technology
DXC
$1.91B
| $22.2M | 0.01% |
298,937
+2,209
| +0.7% | +$157K |
|
|
CERN
1039
DELISTED
Cerner Corp
CERN
| $22.2M | 0.01% |
310,643
-68,432
| -18% | -$4.54M |
|
1040
Wynn Resorts
WYNN
$10.3B
| $22.1M | 0.01% |
148,721
+5,062
| +4% | +$690K |
|
1041
Marvell Technology
MRVL
$147B
| $22.1M | 0.01% |
1,236,848
-232,111
| -16% | -$3.86M |
|
1042
Invesco Financial Preferred ETF
PGF
$674M
| $22.1M | 0.01% |
1,164,756
+47,155
| +4% | +$897K |
|
1043
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.53B
| $22.1M | 0.01% |
848,401
-250,208
| -23% | -$5.98M |
|
1044
TripAdvisor
TRIP
$1.7B
| $22.1M | 0.01% |
544,914
+458,140
| +528% | +$18.6M |
|
1045
BlackRock Core Bond Trust
BHK
$644M
| $22.1M | 0.01% |
1,570,727
+101,618
| +7% | +$1.42M |
|
1046
iShares US Medical Devices ETF
IHI
$3.17B
| $22.1M | 0.01% |
792,570
+51,432
| +7% | +$1.42M |
|
1047
CALL
AutoZone
AZO
$51.3B
| $22M | 0.01% |
36,900
+28,600
| +345% | +$15.2M |
|
1048
Rogers Communications
RCI
$18.8B
| $21.9M | 0.01% |
425,114
+38,994
| +10% | +$1.99M |
|
1049
CALL
Energy Transfer Partners
ET
$69.5B
| $21.7M | 0.01% |
1,250,000
| – | – |
|
1050
PUT
Marriott International
MAR
$100B
| $21.7M | 0.01% |
196,600
+152,000
| +341% | +$15.7M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.