UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1026
PUT
FedEx
FDX
$73B
| $20M | 0.01% |
102,500
-460,500
| -82% | -$88M |
|
1027
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
| $20M | 0.01% |
339,365
-38,285
| -10% | -$2.27M |
|
1028
JPMorgan Diversified Return International Equity ETF
JPIN
$372M
| $20M | 0.01% |
376,172
+131,980
| +54% | +$6.76M |
|
|
OKS
1029
CALL
DELISTED
Oneok Partners LP
OKS
| $19.9M | 0.01% |
368,900
+346,200
| +1,525% | +$17.3M |
|
1030
PUT
Trip.com Group
TCOM
$29.3B
| $19.9M | 0.01% |
405,000
+89,300
| +28% | +$4.09M |
|
1031
iShares US Consumer Staples ETF
IYK
$1.41B
| $19.9M | 0.01% |
501,738
-50,910
| -9% | -$1.97M |
|
1032
Goldman Sachs BDC
GSBD
$975M
| $19.8M | 0.01% |
805,481
+145,932
| +22% | +$3.55M |
|
|
ARR
1033
Armour Residential REIT
ARR
$2.33B
| $19.8M | 0.01% |
174,469
+37,649
| +28% | +$4.13M |
|
1034
Canadian Pacific Kansas City
CP
$78.3B
| $19.8M | 0.01% |
673,435
-205,720
| -23% | -$6.11M |
|
|
PBCT
1035
DELISTED
People's United Financial Inc
PBCT
| $19.8M | 0.01% |
1,085,484
+37,848
| +4% | +$716K |
|
1036
Blackstone Mortgage Trust
BXMT
$2.53B
| $19.7M | 0.01% |
637,476
+9,510
| +2% | +$293K |
|
1037
Liberty Broadband Class C
LBRDK
$4.79B
| $19.7M | 0.01% |
228,291
-62,228
| -21% | -$5.19M |
|
1038
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.1M
| $19.7M | 0.01% |
389,157
+49,857
| +15% | +$2.59M |
|
|
APC
1039
CALL
DELISTED
Anadarko Petroleum
APC
| $19.7M | 0.01% |
317,645
+56,845
| +22% | +$3.78M |
|
1040
CALL
ProShares Short S&P500
SH
$913M
| $19.7M | 0.01% |
+142,500
| New | +$20M |
|
|
ATVI
1041
PUT
DELISTED
Activision Blizzard
ATVI
| $19.6M | 0.01% |
393,300
+392,300
| +39,230% | +$17.2M |
|
1042
CALL
Melco Resorts & Entertainment
MLCO
$2.24B
| $19.6M | 0.01% |
1,057,150
+1,014,000
| +2,350% | +$17.4M |
|
1043
Healthpeak Properties
DOC
$15.2B
| $19.5M | 0.01% |
624,795
-128,354
| -17% | -$3.94M |
|
|
TWTR
1044
DELISTED
Twitter, Inc.
TWTR
| $19.5M | 0.01% |
1,305,927
-658,199
| -34% | -$10.7M |
|
|
ERC
1045
Allspring Multi-Sector Income Fund
ERC
$254M
| $19.5M | 0.01% |
1,463,123
+319,738
| +28% | +$4.21M |
|
|
NVO
1046
Novo Nordisk
NVO
$228B
| $19.5M | 0.01% |
1,134,904
+338,186
| +42% | +$5.89M |
|
1047
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$768M
| $19.4M | 0.01% |
1,214,430
+306,520
| +34% | +$4.78M |
|
1048
CALL
VanEck Gold Miners ETF
GDX
$23.5B
| $19.4M | 0.01% |
851,200
-403,700
| -32% | -$9.39M |
|
|
CTRA
1049
DELISTED
Coterra Energy
CTRA
| $19.4M | 0.01% |
811,308
+127,534
| +19% | +$2.89M |
|
1050
Vanguard Consumer Staples ETF
VDC
$8B
| $19.3M | 0.01% |
137,325
-58,848
| -30% | -$8.16M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.