UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.74B
| $39.2M | 0.01% |
268,027
-8,908
| -3% | -$1.36M |
|
1002
CALL
TJX Companies
TJX
$179B
| $39.2M | 0.01% |
441,200
+421,200
| +2,106% | +$37.1M |
|
1003
iShares MSCI South Korea ETF
EWY
$23.8B
| $39.2M | 0.01% |
664,917
-78,844
| -11% | -$5M |
|
1004
International Paper
IP
$21.5B
| $39.2M | 0.01% |
1,104,571
+519,041
| +89% | +$17.6M |
|
1005
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
| $39.1M | 0.01% |
304,000
-114,700
| -27% | -$15.2M |
|
1006
Global X US Infrastructure Development ETF
PAVE
$15.1B
| $39.1M | 0.01% |
1,287,311
+208,753
| +19% | +$6.59M |
|
1007
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.04B
| $39.1M | 0.01% |
1,688,944
-26,425
| -2% | -$627K |
|
1008
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
| $39.1M | 0.01% |
893,603
-44,808
| -5% | -$2.04M |
|
1009
Ameren
AEE
$30B
| $39M | 0.01% |
521,680
+335,398
| +180% | +$27.3M |
|
1010
eBay
EBAY
$48.9B
| $38.5M | 0.01% |
872,162
-66,051
| -7% | -$2.95M |
|
1011
Akamai
AKAM
$17.2B
| $38.4M | 0.01% |
360,428
+32,512
| +10% | +$3.24M |
|
1012
WisdomTree US SmallCap Earnings Fund
EES
$726M
| $38.4M | 0.01% |
886,447
-18,986
| -2% | -$864K |
|
1013
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.33B
| $38.3M | 0.01% |
1,098,053
+38,834
| +4% | +$1.36M |
|
1014
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
| $38.3M | 0.01% |
2,038,676
-582,500
| -22% | -$11M |
|
1015
Jacobs Solutions
J
$16.9B
| $37.9M | 0.01% |
335,697
+82,265
| +32% | +$8.86M |
|
1016
Trade Desk
TTD
$8.31B
| $37.8M | 0.01% |
484,277
+87,083
| +22% | +$7.04M |
|
1017
CALL
Boeing
BA
$184B
| $37.7M | 0.01% |
196,900
+4,000
| +2% | +$875K |
|
1018
NIO
NIO
$11.5B
| $37.7M | 0.01% |
4,173,406
+1,103,676
| +36% | +$12.3M |
|
|
XYZ
1019
PUT
Block Inc
XYZ
$47B
| $37.7M | 0.01% |
852,100
+615,800
| +261% | +$38.1M |
|
1020
NNN REIT
NNN
$8.94B
| $37.6M | 0.01% |
1,065,051
+942,259
| +767% | +$37.8M |
|
1021
PUT
Aon
AON
$76.5B
| $37.5M | 0.01% |
115,800
+9,100
| +9% | +$3.01M |
|
1022
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$551M
| $37.5M | 0.01% |
489,279
+6,908
| +1% | +$521K |
|
1023
CALL
American Express
AXP
$231B
| $37.4M | 0.01% |
250,800
+105,700
| +73% | +$17.3M |
|
1024
CALL
Verizon
VZ
$195B
| $37.3M | 0.01% |
1,150,900
+130,800
| +13% | +$4.42M |
|
1025
Teradyne
TER
$60.2B
| $37.2M | 0.01% |
370,331
+102,090
| +38% | +$10.8M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.