UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.35B
| $40.3M | 0.01% |
713,622
+20,919
| +3% | +$1.21M |
|
1002
PUT
American Tower
AMT
$78.3B
| $40.2M | 0.01% |
151,600
+53,700
| +55% | +$15.3M |
|
1003
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
| $40.2M | 0.01% |
905,362
+215,903
| +31% | +$9.78M |
|
1004
BlackRock Taxable Municipal Bond Trust
BBN
$980M
| $40.1M | 0.01% |
1,559,167
+13,788
| +0.9% | +$362K |
|
1005
PUT
Corning
GLW
$135B
| $40.1M | 0.01% |
1,097,881
+337,200
| +44% | +$13.5M |
|
1006
PUT
Walmart Inc
WMT
$894B
| $40.1M | 0.01% |
862,212
-141,000
| -14% | -$6.79M |
|
1007
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
| $40M | 0.01% |
883,217
-402,857
| -31% | -$19M |
|
|
BSCO
1008
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
| $40M | 0.01% |
1,808,607
+11,946
| +0.7% | +$265K |
|
1009
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
| $39.7M | 0.01% |
1,064,701
+48,021
| +5% | +$1.88M |
|
1010
Gen Digital
GEN
$16.7B
| $39.7M | 0.01% |
1,570,319
-222,570
| -12% | -$5.79M |
|
|
INOV
1011
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
| $39.4M | 0.01% |
978,386
+927,109
| +1,808% | +$35M |
|
1012
Ball Corp
BALL
$16.9B
| $39.3M | 0.01% |
437,127
-97,897
| -18% | -$8.68M |
|
1013
Boston Properties
BXP
$11.2B
| $39.3M | 0.01% |
362,617
+52,993
| +17% | +$6.06M |
|
|
PPL
1014
PPL Corp
PPL
$26.3B
| $39.3M | 0.01% |
1,408,444
-400
| -0% | -$11.5K |
|
1015
State Street SPDR S&P Bank ETF
KBE
$1.68B
| $39.2M | 0.01% |
741,098
+155,849
| +27% | +$7.91M |
|
1016
iShares CMBS ETF
CMBS
$473M
| $39.2M | 0.01% |
725,147
+93,832
| +15% | +$5.12M |
|
1017
Check Point Software Technologies
CHKP
$12.8B
| $39.1M | 0.01% |
346,165
+86,578
| +33% | +$10.5M |
|
1018
American Airlines Group
AAL
$11B
| $39M | 0.01% |
1,898,424
+1,760,877
| +1,280% | +$35.7M |
|
1019
Wynn Resorts
WYNN
$10.5B
| $38.7M | 0.01% |
456,885
+43,593
| +11% | +$4.3M |
|
1020
PUT
Palo Alto Networks
PANW
$296B
| $38.7M | 0.01% |
484,758
+273,000
| +129% | +$19.2M |
|
1021
Public Service Enterprise Group
PEG
$37.6B
| $38.6M | 0.01% |
633,345
+72,735
| +13% | +$4.54M |
|
1022
Genuine Parts
GPC
$18.1B
| $38.5M | 0.01% |
317,791
-24,853
| -7% | -$3.1M |
|
|
DLY
1023
DoubleLine Yield Opportunities Fund
DLY
$682M
| $38.5M | 0.01% |
2,013,958
+186,488
| +10% | +$3.68M |
|
1024
Global X Lithium & Battery Tech ETF
LIT
$1.57B
| $38.4M | 0.01% |
468,978
+60,668
| +15% | +$4.97M |
|
1025
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.53B
| $38.4M | 0.01% |
613,055
-17,569
| -3% | -$1.11M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.