UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Alaska Air
ALK
$5.6B
| $28.8M | 0.01% |
443,855
-42,494
| -9% | -$2.68M |
|
1002
Schwab U.S Small- Cap ETF
SCHA
$22.7B
| $28.8M | 0.01% |
1,649,288
+297,604
| +22% | +$5.25M |
|
1003
Pinduoduo
PDD
$128B
| $28.7M | 0.01% |
890,069
-263,652
| -23% | -$7.04M |
|
1004
PUT
Snap
SNAP
$8.48B
| $28.6M | 0.01% |
1,807,600
+52,400
| +3% | +$839K |
|
1005
iShares MSCI KLD 400 Social ETF
DSI
$5.43B
| $28.5M | 0.01% |
514,250
+46,934
| +10% | +$2.59M |
|
1006
State Street SPDR S&P Metals & Mining ETF
XME
$3.94B
| $28.4M | 0.01% |
1,115,908
+151,745
| +16% | +$4.06M |
|
1007
CALL
Morgan Stanley
MS
$332B
| $28.4M | 0.01% |
664,700
+144
| +0% | +$6.15K |
|
1008
PUT
JB Hunt Transport Services
JBHT
$25.1B
| $28.3M | 0.01% |
+255,500
| New | +$26.3M |
|
|
CMA
1009
DELISTED
Comerica
CMA
| $28.3M | 0.01% |
428,108
-124,770
| -23% | -$8.26M |
|
1010
PUT
IBM
IBM
$213B
| $28.2M | 0.01% |
203,002
+20,475
| +11% | +$2.76M |
|
1011
Nasdaq
NDAQ
$52.6B
| $28.2M | 0.01% |
850,335
+14,124
| +2% | +$470K |
|
1012
Xylem
XYL
$27.8B
| $28.1M | 0.01% |
352,859
+54,136
| +18% | +$4.25M |
|
1013
FS KKR Capital
FSK
$3.11B
| $28.1M | 0.01% |
1,204,279
-2,818
| -0.2% | -$66.1K |
|
1014
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
| $28.1M | 0.01% |
1,185,090
-20,920
| -2% | -$500K |
|
1015
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
| $28M | 0.01% |
377,983
-25,917
| -6% | -$1.98M |
|
1016
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
| $28M | 0.01% |
710,590
+154,889
| +28% | +$5.94M |
|
1017
PACCAR
PCAR
$69.5B
| $27.8M | 0.01% |
596,382
+3,214
| +0.5% | +$147K |
|
1018
Fox Class B
FOX
$22.1B
| $27.8M | 0.01% |
880,900
+721,846
| +454% | +$24.9M |
|
1019
Vanguard International Dividend Appreciation ETF
VIGI
$9.1B
| $27.8M | 0.01% |
417,145
+1
| +0% | +$67 |
|
|
IGR
1020
CBRE Global Real Estate Income Fund
IGR
$707M
| $27.8M | 0.01% |
3,508,145
+337,383
| +11% | +$2.58M |
|
1021
CBRE Group
CBRE
$43B
| $27.7M | 0.01% |
523,470
+126,619
| +32% | +$6.66M |
|
1022
PUT
Spotify
SPOT
$100B
| $27.7M | 0.01% |
243,380
+111,630
| +85% | +$15.8M |
|
1023
Monster Beverage
MNST
$91.5B
| $27.7M | 0.01% |
954,406
-89,326
| -9% | -$2.71M |
|
1024
Nuveen Municipal Value Fund
NUV
$1.91B
| $27.7M | 0.01% |
2,636,134
-225,953
| -8% | -$2.34M |
|
1025
Vale
VALE
$62B
| $27.6M | 0.01% |
2,400,427
+618,511
| +35% | +$7.5M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.