UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Liberty All-Star Equity Fund
USA
$1.82B
| $27.4M | 0.01% |
4,026,138
+474,099
| +13% | +$3.15M |
|
1002
Match Group
MTCH
$9.46B
| $27.4M | 0.01% |
473,256
+169,588
| +56% | +$7.95M |
|
1003
Manulife Financial
MFC
$73.8B
| $27.3M | 0.01% |
1,529,563
-85,960
| -5% | -$1.56M |
|
1004
State Street SPDR S&P Homebuilders ETF
XHB
$1.48B
| $27.3M | 0.01% |
709,602
-57,225
| -7% | -$2.29M |
|
1005
PUT
Regeneron Pharmaceuticals
REGN
$78.5B
| $27.3M | 0.01% |
67,500
+1,000
| +2% | +$381K |
|
1006
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
| $27.3M | 0.01% |
271,000
+805
| +0.3% | +$80.6K |
|
1007
PUT
Rio Tinto
RIO
$155B
| $27.2M | 0.01% |
533,800
| – | – |
|
1008
CALL
Morgan Stanley
MS
$329B
| $27.2M | 0.01% |
583,716
+283,716
| +95% | +$13.9M |
|
1009
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
| $27.2M | 0.01% |
576,788
+116,303
| +25% | +$5.45M |
|
1010
CALL
Murphy USA
MUSA
$11B
| $27.1M | 0.01% |
317,500
| – | – |
|
1011
CALL
NetApp
NTAP
$35.9B
| $27M | 0.01% |
314,900
+149,400
| +90% | +$12.3M |
|
1012
Schwab US Mid-Cap ETF
SCHM
$14.7B
| $27M | 0.01% |
1,399,887
+141,054
| +11% | +$2.69M |
|
1013
CALL
iShares US Real Estate ETF
IYR
$4.66B
| $27M | 0.01% |
336,800
+202,200
| +150% | +$16.5M |
|
1014
Group 1 Automotive
GPI
$3.44B
| $26.9M | 0.01% |
415,145
+63,016
| +18% | +$4.55M |
|
1015
CALL
Pfizer
PFE
$142B
| $26.8M | 0.01% |
641,886
+277,846
| +76% | +$10.7M |
|
1016
PUT
Fortive
FTV
$18B
| $26.8M | 0.01% |
505,225
+504,908
| +159,277% | +$25.9M |
|
1017
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
| $26.8M | 0.01% |
586,404
-32,561
| -5% | -$1.53M |
|
1018
Fidelity National Information Services
FIS
$23.4B
| $26.8M | 0.01% |
245,286
+52,326
| +27% | +$5.64M |
|
|
RWT
1019
Redwood Trust
RWT
$582M
| $26.7M | 0.01% |
1,647,076
+316,289
| +24% | +$5.24M |
|
1020
Range Resources
RRC
$9.41B
| $26.7M | 0.01% |
1,574,209
+1,171,131
| +291% | +$18.8M |
|
|
ARRS
1021
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $26.7M | 0.01% |
1,027,291
+9,239
| +0.9% | +$236K |
|
1022
PUT
VanEck Semiconductor ETF
SMH
$68.3B
| $26.6M | 0.01% |
500,000
-198,000
| -28% | -$10.5M |
|
|
FRC
1023
DELISTED
First Republic Bank
FRC
| $26.6M | 0.01% |
276,652
+20,857
| +8% | +$2.1M |
|
1024
Sixth Street Specialty
TSLX
$1.68B
| $26.5M | 0.01% |
1,299,077
+30,501
| +2% | +$596K |
|
1025
Kroger
KR
$35.6B
| $26.5M | 0.01% |
909,897
+277,469
| +44% | +$8.26M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 635 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.