UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
| $23.9M | 0.01% |
235,247
+2,219
| +1% | +$225K |
|
1002
CALL
Herbalife
HLF
$1.3B
| $23.9M | 0.01% |
703,600
-195,200
| -22% | -$6.68M |
|
|
ALXN
1003
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
| $23.8M | 0.01% |
+170,000
| New | +$23.1M |
|
1004
Nuveen Quality Municipal Income Fund
NAD
$2.73B
| $23.8M | 0.01% |
1,679,004
+64,832
| +4% | +$924K |
|
1005
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
| $23.8M | 0.01% |
457,875
+258,316
| +129% | +$13.5M |
|
1006
Banco Santander
SAN
$191B
| $23.8M | 0.01% |
3,578,602
+208,838
| +6% | +$1.33M |
|
1007
CALL
iShares US Real Estate ETF
IYR
$4.75B
| $23.7M | 0.01% |
296,500
-298,400
| -50% | -$24M |
|
1008
Starwood Property Trust
STWD
$6.12B
| $23.7M | 0.01% |
1,089,544
-202,661
| -16% | -$4.47M |
|
1009
BlackRock TCP Capital
TCPC
$278M
| $23.6M | 0.01% |
1,433,996
+51,771
| +4% | +$856K |
|
1010
WisdomTree US SmallCap Earnings Fund
EES
$720M
| $23.6M | 0.01% |
675,387
-62,985
| -9% | -$2.06M |
|
|
ADAM
1011
Adamas Trust
ADAM
$777M
| $23.6M | 0.01% |
959,759
+159,283
| +20% | +$3.98M |
|
1012
Mattel
MAT
$4.47B
| $23.5M | 0.01% |
1,519,951
-460,342
| -23% | -$8.23M |
|
1013
Public Storage
PSA
$61.5B
| $23.5M | 0.01% |
109,908
-83,732
| -43% | -$17.3M |
|
1014
Quanta Services
PWR
$84.2B
| $23.4M | 0.01% |
627,525
+418,440
| +200% | +$14.7M |
|
1015
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
| $23.4M | 0.01% |
1,316,640
-115,550
| -8% | -$2.02M |
|
1016
Infosys
INFY
$51B
| $23.4M | 0.01% |
3,205,928
-20,412
| -0.6% | -$155K |
|
1017
Check Point Software Technologies
CHKP
$14.3B
| $23.4M | 0.01% |
204,927
-14,509
| -7% | -$1.59M |
|
1018
CALL
Incyte
INCY
$25.4B
| $23.3M | 0.01% |
+200,000
| New | +$25.3M |
|
1019
Whirlpool
WHR
$2.49B
| $23.2M | 0.01% |
125,563
+36,297
| +41% | +$6.49M |
|
1020
WEC Energy
WEC
$36.3B
| $23.2M | 0.01% |
368,835
+71,215
| +24% | +$4.54M |
|
1021
PUT
Johnson & Johnson
JNJ
$640B
| $23.1M | 0.01% |
177,300
+62,500
| +54% | +$8.29M |
|
1022
Kroger
KR
$36.7B
| $23M | 0.01% |
1,148,635
-238,767
| -17% | -$5.38M |
|
1023
Cardinal Health
CAH
$53.7B
| $23M | 0.01% |
344,171
+27,166
| +9% | +$1.92M |
|
1024
iShares Expanded Tech Sector ETF
IGM
$9.57B
| $23M | 0.01% |
888,882
-29,016
| -3% | -$733K |
|
1025
Ambev
ABEV
$47.9B
| $22.8M | 0.01% |
3,463,508
+1,183,051
| +52% | +$7.33M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.