UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.19B
| $20.7M | 0.01% |
700,183
-50,085
| -7% | -$1.46M |
|
|
NCV
1002
Virtus Convertible & Income Fund
NCV
$377M
| $20.7M | 0.01% |
810,955
+42,000
| +5% | +$1.09M |
|
|
STI
1003
DELISTED
SunTrust Banks, Inc.
STI
| $20.6M | 0.01% |
375,785
+66,079
| +21% | +$3.3M |
|
1004
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
| $20.6M | 0.01% |
445,859
+36,714
| +9% | +$1.68M |
|
1005
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
| $20.6M | 0.01% |
778,474
-193,967
| -20% | -$5M |
|
1006
PUT
Las Vegas Sands
LVS
$31.9B
| $20.6M | 0.01% |
385,000
+45,000
| +13% | +$2.62M |
|
1007
iShares MSCI Singapore ETF
EWS
$1.04B
| $20.6M | 0.01% |
1,031,148
-13,406
| -1% | -$280K |
|
|
CIM
1008
Chimera Investment
CIM
$1.04B
| $20.4M | 0.01% |
400,089
-196,417
| -33% | -$9.62M |
|
1009
iShares US Consumer Staples ETF
IYK
$1.4B
| $20.4M | 0.01% |
552,648
+27,693
| +5% | +$1.03M |
|
1010
PUT
Occidental Petroleum
OXY
$56.6B
| $20.4M | 0.01% |
286,000
| – | – |
|
1011
Zoetis
ZTS
$32.5B
| $20.4M | 0.01% |
380,502
+127,768
| +51% | +$6.5M |
|
1012
Howmet Aerospace
HWM
$113B
| $20.4M | 0.01% |
+1,432,482
| New | +$21.5M |
|
1013
PUT
Intuitive Surgical
ISRG
$127B
| $20.4M | 0.01% |
288,900
+225,000
| +352% | +$16.5M |
|
1014
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
| $20.3M | 0.01% |
203,590
+16,648
| +9% | +$1.65M |
|
1015
Canadian Natural Resources
CNQ
$99.5B
| $20.3M | 0.01% |
1,299,386
+429,102
| +49% | +$6.8M |
|
1016
PUT
3M
MMM
$90.9B
| $20.3M | 0.01% |
135,866
-23,082
| -15% | -$3.33M |
|
|
PBCT
1017
DELISTED
People's United Financial Inc
PBCT
| $20.3M | 0.01% |
1,047,636
-811
| -0.1% | -$14.3K |
|
1018
The Mosaic Company
MOS
$7.07B
| $20.2M | 0.01% |
690,309
+68,820
| +11% | +$1.85M |
|
1019
PUT
Hershey
HSY
$35.6B
| $20.2M | 0.01% |
195,500
-15,500
| -7% | -$1.53M |
|
|
AF
1020
DELISTED
Astoria Financial Corporation
AF
| $20.2M | 0.01% |
1,083,672
-1,009,154
| -48% | -$16.1M |
|
1021
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.68B
| $20.2M | 0.01% |
516,582
+47,760
| +10% | +$1.91M |
|
|
BGB
1022
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
| $20.2M | 0.01% |
1,316,129
-162,941
| -11% | -$2.43M |
|
|
TIF
1023
CALL
DELISTED
Tiffany & Co.
TIF
| $20.1M | 0.01% |
259,900
+5,800
| +2% | +$447K |
|
1024
Strategy Inc
MSTR
$34.5B
| $20.1M | 0.01% |
1,016,240
-250,700
| -20% | -$4.74M |
|
1025
HCA Healthcare
HCA
$87.2B
| $20M | 0.01% |
270,849
-44,823
| -14% | -$3.36M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.