UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yum! Brands
YUM
|
+$674M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$629M |
| 3 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$454M |
| 4 |
Rockwell Automation
ROK
|
+$420M |
| 5 |
WPZ
Williams Partners L.P.
WPZ
|
+$369M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$294M |
| 2 |
VER
VEREIT, Inc.
VER
|
+$278M |
| 3 |
Emerson Electric
EMR
|
+$275M |
| 4 |
United Parcel Service
UPS
|
+$237M |
| 5 |
AGN
Allergan Inc
AGN
|
+$210M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.78% |
| 2 | Energy | 7.49% |
| 3 | Healthcare | 7.07% |
| 4 | Technology | 6.57% |
| 5 | Consumer Discretionary | 5.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
PUT
Netflix
NFLX
$305B
| $18.9M | 0.01% |
3,178,000
+273,000
| +9% | +$1.66M |
|
1002
PUT
Dick's Sporting Goods
DKS
$18B
| $18.9M | 0.01% |
331,700
+329,400
| +14,322% | +$18.1M |
|
1003
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.3B
| $18.9M | 0.01% |
710,414
+42,902
| +6% | +$1.16M |
|
1004
BlackRock Enhanced International Dividend Trust
BGY
$526M
| $18.8M | 0.01% |
2,651,924
+354,305
| +15% | +$2.48M |
|
1005
PUT
Assured Guaranty
AGO
$3.72B
| $18.8M | 0.01% |
712,300
+711,700
| +118,617% | +$18.4M |
|
|
CPN
1006
DELISTED
Calpine Corporation
CPN
| $18.8M | 0.01% |
821,649
+123,689
| +18% | +$2.67M |
|
1007
PUT
Boeing
BA
$185B
| $18.7M | 0.01% |
124,800
-57,900
| -32% | -$8.43M |
|
1008
SK Telecom
SKM
$12.4B
| $18.7M | 0.01% |
417,430
-287,250
| -41% | -$13.3M |
|
1009
iShares MSCI South Korea ETF
EWY
$23.3B
| $18.7M | 0.01% |
326,339
+53,930
| +20% | +$3.04M |
|
|
CLNY
1010
DELISTED
Colony Capital, Inc.
CLNY
| $18.6M | 0.01% |
719,334
-497,260
| -41% | -$12.5M |
|
|
BSCH
1011
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
| $18.6M | 0.01% |
816,248
-65,979
| -7% | -$1.5M |
|
1012
iShares US Consumer Staples ETF
IYK
$1.41B
| $18.6M | 0.01% |
528,993
+31,029
| +6% | +$1.09M |
|
1013
CALL
Union Pacific
UNP
$173B
| $18.6M | 0.01% |
171,300
+63,900
| +59% | +$7.5M |
|
1014
Canadian Pacific Kansas City
CP
$79.7B
| $18.5M | 0.01% |
507,215
-28,635
| -5% | -$1.06M |
|
1015
Bunge Global
BG
$20.2B
| $18.5M | 0.01% |
224,074
+34,570
| +18% | +$2.95M |
|
1016
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
| $18.4M | 0.01% |
792,055
-221,564
| -22% | -$5.3M |
|
1017
iShares Short Maturity Bond ETF
NEAR
$4.84B
| $18.4M | 0.01% |
367,686
-40,692
| -10% | -$2.04M |
|
1018
Banco Santander
SAN
$206B
| $18.3M | 0.01% |
2,594,487
-393,206
| -13% | -$2.66M |
|
1019
NVIDIA
NVDA
$5.01T
| $18.3M | 0.01% |
35,029,200
+11,653,080
| +50% | +$6.2M |
|
1020
AXIS Capital
AXS
$7.72B
| $18.3M | 0.01% |
355,206
+189,176
| +114% | +$9.63M |
|
1021
Sixth Street Specialty
TSLX
$1.68B
| $18.3M | 0.01% |
1,063,660
+102,636
| +11% | +$1.8M |
|
|
CMCSK
1022
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
| $18.3M | 0.01% |
326,352
-29,150
| -8% | -$1.63M |
|
1023
First Trust US Equity Opportunities ETF
FPX
$1.5B
| $18.3M | 0.01% |
339,409
+73,003
| +27% | +$3.75M |
|
|
IFLN
1024
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
| $18.2M | 0.01% |
961,962
+29,368
| +3% | +$556K |
|
1025
Carter's
CRI
$1.47B
| $18.2M | 0.01% |
197,208
+111,924
| +131% | +$9.67M |
|
Similar funds
UBS Group's Q1 2015 Portfolio in Review
As of Q1 2015, UBS Group held 10,318 positions worth $145B, up 1.2% from $143B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
UBS Group's Q1 2015 filing shows 561 new, 3,567 increased, 4,243 reduced and 1,510 closed positions. Its largest new stake was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M. The largest sale was Qualcomm, an estimated $294M.
By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 8.8% a quarter earlier, followed by Energy and Healthcare.
- UBS Group's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M.
- UBS Group added most to Yum! Brands in Q1 2015, an estimated $674M increase.
- UBS Group's biggest Q1 2015 reduction was Qualcomm, cutting an estimated $294M.
- UBS Group fully exited Allergan Inc in Q1 2015, selling an estimated $210M.
- UBS Group's ten largest holdings make up 12% of its $145B portfolio in Q1 2015.
- UBS Group opened 561 new positions and closed 1,510 in Q1 2015.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $145B.
Based on UBS Group's 13F filing for Q1 2015, filed 14 May 2015.