UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
PUT
Royal Caribbean
RCL
$85.7B
| $41M | 0.01% |
444,600
| – | – |
|
977
PUT
Take-Two Interactive
TTWO
$43.5B
| $40.9M | 0.01% |
291,400
+236,600
| +432% | +$34.1M |
|
978
CALL
Moderna
MRNA
$21.5B
| $40.9M | 0.01% |
395,700
+155,000
| +64% | +$17.3M |
|
979
PUT
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $40.8M | 0.01% |
+494,800
| New | +$42.2M |
|
980
First Trust Cloud Computing ETF
SKYY
$3.01B
| $40.8M | 0.01% |
537,201
-84,167
| -14% | -$6.56M |
|
981
Packaging Corp of America
PKG
$22.5B
| $40.7M | 0.01% |
265,322
+95,566
| +56% | +$13.9M |
|
982
Old Republic International
ORI
$10.5B
| $40.7M | 0.01% |
1,511,315
+1,395,849
| +1,209% | +$37.7M |
|
|
SCHV
983
Schwab US Large-Cap Value ETF
SCHV
$16B
| $40.7M | 0.01% |
1,892,256
-42,552
| -2% | -$956K |
|
984
Plains GP Holdings
PAGP
$5.02B
| $40.6M | 0.01% |
2,518,722
+25,694
| +1% | +$404K |
|
985
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
| $40.6M | 0.01% |
1,034,166
+32,193
| +3% | +$1.28M |
|
986
PUT
United States Oil Fund
USO
$1.86B
| $40.6M | 0.01% |
501,600
-67,900
| -12% | -$5.01M |
|
987
Super Micro Computer
SMCI
$19B
| $40.6M | 0.01% |
1,478,910
+257,630
| +21% | +$7.18M |
|
988
PUT
Ford
F
$55B
| $40.4M | 0.01% |
3,255,900
+280,900
| +9% | +$3.65M |
|
989
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
| $40.4M | 0.01% |
1,276,304
-23,651
| -2% | -$767K |
|
|
BSCP
990
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
| $40.1M | 0.01% |
1,994,891
+237,028
| +13% | +$4.78M |
|
991
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $40M | 0.01% |
590,688
-27,753
| -4% | -$1.93M |
|
992
PUT
HP
HPQ
$25.8B
| $39.9M | 0.01% |
1,551,700
+314,400
| +25% | +$9.65M |
|
993
PUT
Danaher
DHR
$141B
| $39.9M | 0.01% |
204,506
+92,721
| +83% | +$20.7M |
|
994
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
| $39.8M | 0.01% |
424,190
-55,358
| -12% | -$5.42M |
|
995
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
| $39.8M | 0.01% |
1,664,683
-183,934
| -10% | -$4.45M |
|
996
PUT
S&P Global
SPGI
$119B
| $39.7M | 0.01% |
108,700
+36,600
| +51% | +$14.4M |
|
997
CALL
Amgen
AMGN
$219B
| $39.6M | 0.01% |
147,500
-9,200
| -6% | -$2.3M |
|
998
CALL
American International
AIG
$42.4B
| $39.6M | 0.01% |
653,736
+90,436
| +16% | +$5.4M |
|
999
iShares MSCI Mexico ETF
EWW
$1.97B
| $39.5M | 0.01% |
678,918
-394,952
| -37% | -$24.5M |
|
1000
PUT
Starbucks
SBUX
$120B
| $39.4M | 0.01% |
431,500
-120,000
| -22% | -$11.8M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.