UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
Vanguard Consumer Staples ETF
VDC
$7.99B
| $41.8M | 0.01% |
233,051
+3,660
| +2% | +$678K |
|
977
PUT
Western Digital
WDC
$179B
| $41.8M | 0.01% |
979,020
+257,985
| +36% | +$12.3M |
|
978
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
| $41.7M | 0.01% |
820,940
-191,815
| -19% | -$9.77M |
|
979
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.8B
| $41.7M | 0.01% |
1,446,320
+11,300
| +0.8% | +$335K |
|
980
PUT
Exelon
EXC
$47.1B
| $41.6M | 0.01% |
1,207,941
-9,204
| -0.8% | -$315K |
|
981
CALL
Goldman Sachs
GS
$313B
| $41.6M | 0.01% |
109,995
-11,200
| -9% | -$4.37M |
|
|
DRE
982
DELISTED
Duke Realty Corp.
DRE
| $41.4M | 0.01% |
864,782
+111,327
| +15% | +$5.61M |
|
983
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
| $41.3M | 0.01% |
1,338,036
+25,617
| +2% | +$804K |
|
984
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
| $41.2M | 0.01% |
2,628,509
+51,971
| +2% | +$827K |
|
985
Fastenal
FAST
$57.4B
| $41.2M | 0.01% |
1,596,506
+320,358
| +25% | +$8.69M |
|
986
iShares MSCI India ETF
INDA
$6.63B
| $41M | 0.01% |
843,033
+155,292
| +23% | +$7.24M |
|
987
CALL
Visa
V
$688B
| $41M | 0.01% |
184,211
+50,900
| +38% | +$11.9M |
|
988
NetEase
NTES
$82B
| $41M | 0.01% |
479,995
-127,215
| -21% | -$12M |
|
989
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.95B
| $41M | 0.01% |
939,379
-28,794
| -3% | -$1.29M |
|
|
IAA
990
DELISTED
IAA, Inc. Common Stock
IAA
| $41M | 0.01% |
751,041
+220,292
| +42% | +$12.2M |
|
991
Dimensional US Core Equity 2 ETF
DFAC
$49.2B
| $40.9M | 0.01% |
1,541,114
-29,922
| -2% | -$813K |
|
992
Twilio
TWLO
$29.3B
| $40.9M | 0.01% |
128,173
+14,933
| +13% | +$5.44M |
|
993
abrdn Physical Gold Shares ETF
SGOL
$7.25B
| $40.8M | 0.01% |
2,421,752
+11,900
| +0.5% | +$204K |
|
994
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $40.8M | 0.01% |
416,500
+183,400
| +79% | +$18.8M |
|
995
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
| $40.7M | 0.01% |
120,400
+64,900
| +117% | +$22.7M |
|
|
PCI
996
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $40.7M | 0.01% |
1,925,475
+432,087
| +29% | +$9.52M |
|
997
Invesco S&P MidCap Low Volatility ETF
XMLV
$747M
| $40.5M | 0.01% |
771,601
+30,313
| +4% | +$1.64M |
|
998
Enphase Energy
ENPH
$5.15B
| $40.5M | 0.01% |
270,007
+20,710
| +8% | +$3.55M |
|
|
SCHV
999
Schwab US Large-Cap Value ETF
SCHV
$16.1B
| $40.4M | 0.01% |
1,797,636
+136,740
| +8% | +$3.16M |
|
|
BRSL
1000
CALL
Brightstar Lottery PLC
BRSL
$2.08B
| $40.4M | 0.01% |
+1,534,800
| New | +$32.5M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.