UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $35.4M | 0.01% |
1,055,438
-63,731
| -6% | -$2.11M |
|
977
WEC Energy
WEC
$35.2B
| $35.4M | 0.01% |
384,130
+88,285
| +30% | +$8.59M |
|
978
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
| $35.3M | 0.01% |
1,326,489
+44,934
| +4% | +$1.09M |
|
979
Keurig Dr Pepper
KDP
$41.3B
| $35.3M | 0.01% |
1,102,340
-301,149
| -21% | -$8.92M |
|
980
PUT
Amgen
AMGN
$219B
| $35.3M | 0.01% |
153,400
+77,700
| +103% | +$17.9M |
|
981
PUT
Eli Lilly
LLY
$1.06T
| $35.2M | 0.01% |
208,300
+143,300
| +220% | +$21.4M |
|
|
KAMN
982
CALL
DELISTED
Kaman Corp
KAMN
| $34.9M | 0.01% |
611,400
| – | – |
|
983
Warner Bros
WBD
$66.2B
| $34.9M | 0.01% |
1,159,088
+761,509
| +192% | +$18.7M |
|
|
DOCU
984
CALL
DocuSign
DOCU
$10.9B
| $34.9M | 0.01% |
156,800
+121,900
| +349% | +$27.4M |
|
|
BSJL
985
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
| $34.8M | 0.01% |
1,507,357
-67,487
| -4% | -$1.56M |
|
986
VanEck Oil Services ETF
OIH
$1.94B
| $34.7M | 0.01% |
225,168
+70,265
| +45% | +$8.92M |
|
987
Lincoln National
LNC
$8.93B
| $34.6M | 0.01% |
688,331
-75,186
| -10% | -$3.2M |
|
988
Ares Capital
ARCC
$14.1B
| $34.6M | 0.01% |
2,048,946
-205,868
| -9% | -$3.19M |
|
989
Ross Stores
ROST
$81.6B
| $34.6M | 0.01% |
281,624
-49,351
| -15% | -$5.17M |
|
990
Moderna
MRNA
$21.5B
| $34.6M | 0.01% |
330,789
+43,258
| +15% | +$4.38M |
|
|
CLDR
991
PUT
DELISTED
Cloudera, Inc.
CLDR
| $34.5M | 0.01% |
2,482,100
+579,900
| +30% | +$6.64M |
|
992
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $34.5M | 0.01% |
692,215
-105,810
| -13% | -$5.27M |
|
993
Edison International
EIX
$25.9B
| $34.5M | 0.01% |
548,437
+294,630
| +116% | +$17.7M |
|
994
First Trust Senior Loan Fund ETF
FTSL
$2.33B
| $34.4M | 0.01% |
723,239
+15,418
| +2% | +$720K |
|
995
DraftKings
DKNG
$11B
| $34.4M | 0.01% |
737,973
+393,088
| +114% | +$18.7M |
|
996
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
| $34.3M | 0.01% |
694,167
-12,847
| -2% | -$596K |
|
997
CALL
Union Pacific
UNP
$175B
| $34.3M | 0.01% |
+164,500
| New | +$32.9M |
|
998
Quest Diagnostics
DGX
$26.3B
| $34.2M | 0.01% |
287,217
+21,789
| +8% | +$2.66M |
|
|
XLNX
999
PUT
DELISTED
Xilinx Inc
XLNX
| $34.2M | 0.01% |
241,300
+16,300
| +7% | +$2.12M |
|
1000
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
| $34.2M | 0.01% |
670,198
+238,845
| +55% | +$12.2M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.