UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $35.9M | 0.01% |
495,618
-30,995
| -6% | -$2.17M |
|
977
Teradyne
TER
$55.3B
| $35.9M | 0.01% |
526,843
+197,890
| +60% | +$12.6M |
|
978
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
| $35.9M | 0.01% |
1,367,710
+127,435
| +10% | +$3.31M |
|
|
RSX
979
DELISTED
VanEck Russia ETF
RSX
| $35.8M | 0.01% |
1,434,472
-35,166
| -2% | -$852K |
|
980
Microchip Technology
MCHP
$39.7B
| $35.8M | 0.01% |
683,702
+17,710
| +3% | +$855K |
|
981
Royal Bank of Canada
RY
$292B
| $35.8M | 0.01% |
451,851
-30,235
| -6% | -$2.44M |
|
982
PUT
Hartford Financial Services
HIG
$39.3B
| $35.7M | 0.01% |
588,200
-11,000
| -2% | -$660K |
|
983
Genesis Energy
GEL
$1.88B
| $35.7M | 0.01% |
1,741,133
-387,643
| -18% | -$7.81M |
|
984
CALL
Starwood Property Trust
STWD
$5.94B
| $35.5M | 0.01% |
+1,429,000
| New | +$35M |
|
|
RA
985
Brookfield Real Assets Income Fund
RA
$705M
| $35.4M | 0.01% |
1,660,305
-23,638
| -1% | -$526K |
|
986
Fastenal
FAST
$55.5B
| $35.4M | 0.01% |
1,915,556
+848,646
| +80% | +$15.2M |
|
987
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
| $35.3M | 0.01% |
1,082,695
+68,751
| +7% | +$2.19M |
|
|
XYZ
988
CALL
Block Inc
XYZ
$48.7B
| $35.1M | 0.01% |
561,820
-416,180
| -43% | -$26.6M |
|
989
British American Tobacco
BTI
$131B
| $35.1M | 0.01% |
825,675
-96,332
| -10% | -$3.63M |
|
990
Idexx Laboratories
IDXX
$45.5B
| $35.1M | 0.01% |
134,246
+25,524
| +23% | +$6.73M |
|
|
BXMX
991
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $35M | 0.01% |
2,548,398
+276,964
| +12% | +$3.75M |
|
992
Vanguard Morningstar Mega Cap ETF
MGC
$10B
| $34.9M | 0.01% |
312,462
-1,710
| -0.5% | -$183K |
|
993
Invesco S&P 500 Revenue ETF
RWL
$9.75B
| $34.8M | 0.01% |
597,450
-8,656
| -1% | -$486K |
|
994
First Trust Rising Dividend Achievers ETF
RDVY
$25B
| $34.8M | 0.01% |
970,056
+40,545
| +4% | +$1.37M |
|
995
Group 1 Automotive
GPI
$3.48B
| $34.8M | 0.01% |
347,597
-5,898
| -2% | -$582K |
|
|
RWT
996
Redwood Trust
RWT
$582M
| $34.7M | 0.01% |
2,100,726
+565,042
| +37% | +$9.29M |
|
997
Resideo Technologies
REZI
$5.33B
| $34.7M | 0.01% |
2,912,096
+2,843,049
| +4,118% | +$32.4M |
|
998
PUT
Chevron
CVX
$388B
| $34.7M | 0.01% |
288,000
+37,000
| +15% | +$4.36M |
|
|
HIX
999
Western Asset High Income Fund II
HIX
$351M
| $34.7M | 0.01% |
5,142,929
+106,384
| +2% | +$712K |
|
1000
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.19B
| $34.7M | 0.01% |
803,753
+14,434
| +2% | +$597K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.