UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EXAS
976
DELISTED
Exact Sciences
EXAS
| $29.9M | 0.01% |
327,331
+1,837
| +0.6% | +$209K |
|
977
Liberty Media Series C
FWONK
$24.5B
| $29.9M | 0.01% |
743,240
-409,472
| -36% | -$15.9M |
|
|
HTZ
978
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $29.9M | 0.01% |
2,157,912
+2,029,589
| +1,582% | +$28.6M |
|
979
Itaú Unibanco
ITUB
$93.6B
| $29.9M | 0.01% |
4,880,279
-41,964
| -0.9% | -$272K |
|
980
PUT
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.7B
| $29.8M | 0.01% |
450,000
| – | – |
|
981
PUT
Chevron
CVX
$385B
| $29.8M | 0.01% |
251,000
-136,400
| -35% | -$16.6M |
|
982
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
| $29.8M | 0.01% |
581,757
+25,179
| +5% | +$1.28M |
|
|
BSJK
983
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $29.7M | 0.01% |
1,241,372
+69,686
| +6% | +$1.67M |
|
984
PUT
FirstEnergy
FE
$28B
| $29.7M | 0.01% |
616,300
+66,100
| +12% | +$2.99M |
|
|
BXMX
985
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $29.7M | 0.01% |
2,271,434
+1,672
| +0.1% | +$21.8K |
|
986
KraneShares CSI China Internet ETF
KWEB
$5.69B
| $29.6M | 0.01% |
716,919
+270,286
| +61% | +$11.5M |
|
987
CALL
PTC
PTC
$16.2B
| $29.6M | 0.01% |
434,500
+427,300
| +5,935% | +$31.2M |
|
988
Aecom
ACM
$9.61B
| $29.6M | 0.01% |
788,226
+283,516
| +56% | +$10.2M |
|
989
First Trust Rising Dividend Achievers ETF
RDVY
$25.1B
| $29.6M | 0.01% |
929,511
-7,943
| -0.8% | -$248K |
|
990
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.81B
| $29.6M | 0.01% |
1,165,925
+3,715
| +0.3% | +$93.7K |
|
991
PUT
New Oriental
EDU
$9.4B
| $29.6M | 0.01% |
266,975
+51,975
| +24% | +$5.44M |
|
992
Idexx Laboratories
IDXX
$44.8B
| $29.6M | 0.01% |
108,722
-2,183
| -2% | -$607K |
|
|
AGN
993
CALL
DELISTED
Allergan plc
AGN
| $29.5M | 0.01% |
175,000
+147,450
| +535% | +$24M |
|
994
Nuveen Municipal Credit Income Fund
NZF
$2.39B
| $29.4M | 0.01% |
1,808,949
-107,180
| -6% | -$1.73M |
|
995
Boston Properties
BXP
$11.2B
| $29.2M | 0.01% |
225,084
+86,648
| +63% | +$11.3M |
|
996
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
| $29.2M | 0.01% |
485,806
+14,773
| +3% | +$887K |
|
|
MXIM
997
DELISTED
Maxim Integrated Products
MXIM
| $29.2M | 0.01% |
503,681
+75,279
| +18% | +$4.36M |
|
|
NBIS
998
CALL
Nebius Group N.V.
NBIS
$54B
| $29.1M | 0.01% |
830,900
-4,369
| -0.5% | -$165K |
|
999
Marvell Technology
MRVL
$174B
| $29.1M | 0.01% |
1,163,801
+201,584
| +21% | +$5.06M |
|
1000
CALL
Vale
VALE
$62B
| $29M | 0.01% |
2,521,100
+693,100
| +38% | +$8.4M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.