UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
FS KKR Capital
FSK
$3.01B
| $24.7M | 0.01% |
729,567
+150,137
| +26% | +$5.16M |
|
977
Nuveen Municipal Credit Income Fund
NZF
$2.41B
| $24.6M | 0.01% |
1,619,329
-2,450
| -0.2% | -$37.3K |
|
|
CMO
978
DELISTED
Capstead Mortgage Corp.
CMO
| $24.6M | 0.01% |
2,546,168
+418,166
| +20% | +$4.11M |
|
979
Carlyle Group
CG
$16.1B
| $24.6M | 0.01% |
1,040,851
-130,922
| -11% | -$2.79M |
|
|
ENV
980
DELISTED
ENVESTNET, INC.
ENV
| $24.5M | 0.01% |
480,697
-72,655
| -13% | -$3.11M |
|
|
LVLT
981
CALL
DELISTED
Level 3 Communications Inc
LVLT
| $24.5M | 0.01% |
460,000
-130,000
| -22% | -$7.24M |
|
982
CALL
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $24.4M | 0.01% |
+210,000
| New | +$24.3M |
|
983
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
| $24.4M | 0.01% |
556,678
+28,681
| +5% | +$1.25M |
|
984
VanEck Biotech ETF
BBH
$406M
| $24.4M | 0.01% |
182,142
+108,075
| +146% | +$14.1M |
|
985
Polaris
PII
$3.83B
| $24.4M | 0.01% |
233,351
+42,770
| +22% | +$4.05M |
|
986
Golub Capital BDC
GBDC
$3.33B
| $24.4M | 0.01% |
1,321,105
-14,285
| -1% | -$266K |
|
987
Xcel Energy
XEL
$49.2B
| $24.3M | 0.01% |
514,550
+125,927
| +32% | +$6.04M |
|
|
HDS
988
DELISTED
HD Supply Holdings, Inc.
HDS
| $24.3M | 0.01% |
673,795
+158,119
| +31% | +$5.08M |
|
989
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
| $24.3M | 0.01% |
830,525
-13,715
| -2% | -$393K |
|
|
FITB
990
Fifth Third Bancorp
FITB
$51.3B
| $24.2M | 0.01% |
865,196
-97,299
| -10% | -$2.58M |
|
991
iShares Global Tech ETF
IXN
$7.87B
| $24.2M | 0.01% |
1,019,994
+50,892
| +5% | +$1.17M |
|
|
XYZ
992
Block Inc
XYZ
$48.9B
| $24.2M | 0.01% |
839,987
+564,252
| +205% | +$14.8M |
|
993
First Trust Technology AlphaDEX Fund
FXL
$2.4B
| $24.1M | 0.01% |
501,899
-213,434
| -30% | -$9.77M |
|
994
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
| $24.1M | 0.01% |
524,069
-103,930
| -17% | -$4.55M |
|
|
GHY
995
PGIM Global High Yield Fund
GHY
$476M
| $24.1M | 0.01% |
1,612,328
-22,968
| -1% | -$343K |
|
|
ARI
996
Apollo Commercial Real Estate
ARI
$864M
| $24.1M | 0.01% |
1,328,361
-592,461
| -31% | -$10.7M |
|
997
CALL
Royal Caribbean
RCL
$86.8B
| $24M | 0.01% |
+202,500
| New | +$23.7M |
|
|
S
998
CALL
DELISTED
Sprint Corporation
S
| $24M | 0.01% |
+3,085,000
| New | +$25.3M |
|
999
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
| $23.9M | 0.01% |
479,054
+12,963
| +3% | +$635K |
|
1000
iShares US Financial Services ETF
IYG
$2.13B
| $23.9M | 0.01% |
598,077
+13,716
| +2% | +$525K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.