UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
PUT
Marriott International
MAR
$99B
| $21.9M | 0.01% |
232,800
-78,900
| -25% | -$6.85M |
|
|
FPF
977
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
| $21.9M | 0.01% |
941,259
+496,171
| +111% | +$11.5M |
|
978
iShares US Industrials ETF
IYJ
$1.97B
| $21.8M | 0.01% |
346,264
-47,880
| -12% | -$2.99M |
|
|
ABB
979
DELISTED
ABB Ltd
ABB
| $21.8M | 0.01% |
930,287
-1,508
| -0.2% | -$34.5K |
|
980
Keurig Dr Pepper
KDP
$43B
| $21.8M | 0.01% |
222,292
-118,641
| -35% | -$11.1M |
|
981
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
| $21.7M | 0.01% |
334,200
+254,200
| +318% | +$16.4M |
|
|
CS
982
DELISTED
Credit Suisse Group
CS
| $21.7M | 0.01% |
1,462,402
+451,785
| +45% | +$6.9M |
|
983
iShares Expanded Tech Sector ETF
IGM
$10B
| $21.6M | 0.01% |
937,686
+153,378
| +20% | +$3.41M |
|
984
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
| $21.6M | 0.01% |
214,008
+10,418
| +5% | +$1.05M |
|
985
Vanguard S&P 500 Value ETF
VOOV
$6.61B
| $21.6M | 0.01% |
215,700
-679
| -0.3% | -$67.9K |
|
|
GG
986
DELISTED
Goldcorp Inc
GG
| $21.6M | 0.01% |
1,480,175
-185,946
| -11% | -$2.91M |
|
987
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
| $21.6M | 0.01% |
1,264,468
+4,327
| +0.3% | +$73.7K |
|
|
AM
988
PUT
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
| $21.6M | 0.01% |
+650,000
| New | +$22.2M |
|
989
PIMCO Dynamic Income Fund
PDI
$7.44B
| $21.5M | 0.01% |
746,392
-33,713
| -4% | -$956K |
|
990
New Oriental
EDU
$9B
| $21.5M | 0.01% |
356,439
+236,286
| +197% | +$12M |
|
991
Regeneron Pharmaceuticals
REGN
$77.4B
| $21.5M | 0.01% |
55,459
+14,550
| +36% | +$5.39M |
|
|
CHL
992
DELISTED
China Mobile Limited
CHL
| $21.4M | 0.01% |
388,114
+24,226
| +7% | +$1.35M |
|
993
Liberty All-Star Equity Fund
USA
$1.79B
| $21.4M | 0.01% |
3,925,853
+3,850,427
| +5,105% | +$20.9M |
|
994
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
| $21.4M | 0.01% |
582,078
-323,919
| -36% | -$11.7M |
|
995
CALL
Qualcomm
QCOM
$160B
| $21.3M | 0.01% |
372,300
-362,500
| -49% | -$21M |
|
996
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
| $21.3M | 0.01% |
1,402,165
+20,508
| +1% | +$319K |
|
|
ALXN
997
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
| $21.3M | 0.01% |
175,800
+166,987
| +1,895% | +$21.5M |
|
|
ETP
998
PUT
DELISTED
Energy Transfer Partners, L.P.
ETP
| $21.3M | 0.01% |
872,000
+397,000
| +84% | +$9.91M |
|
999
Petrobras
PBR
$123B
| $21.3M | 0.01% |
2,196,238
+661,803
| +43% | +$6.8M |
|
1000
Monster Beverage
MNST
$95.5B
| $21.3M | 0.01% |
921,026
+86,090
| +10% | +$1.92M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.