UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
76
CALL
Microsoft
MSFT
$3.62T
| $729M | 0.25% |
2,308,991
-341,185
| -13% | -$113M |
|
77
Salesforce
CRM
$152B
| $723M | 0.25% |
3,563,972
-503,292
| -12% | -$109M |
|
78
Vanguard Information Technology ETF
VGT
$141B
| $718M | 0.25% |
13,848,392
-201,664
| -1% | -$11M |
|
|
79
PUT
Microsoft
MSFT
$3.62T
| $716M | 0.25% |
2,268,700
+648,500
| +40% | +$214M |
|
|
80
PUT
NVIDIA
NVDA
$5.01T
| $714M | 0.25% |
16,414,100
-4,444,040
| -21% | -$199M |
|
81
Vanguard Morningstar Small-Cap ETF
VB
$80.7B
| $703M | 0.24% |
3,716,081
+71,684
| +2% | +$14.3M |
|
82
Vanguard FTSE Emerging Markets ETF
VWO
$121B
| $701M | 0.24% |
17,887,139
-543,369
| -3% | -$22.2M |
|
83
Abbott
ABT
$185B
| $701M | 0.24% |
7,235,054
+40,440
| +0.6% | +$4.25M |
|
84
Adobe
ADBE
$99.9B
| $696M | 0.24% |
1,364,522
-181,260
| -12% | -$95.1M |
|
|
85
CALL
NVIDIA
NVDA
$5.01T
| $678M | 0.23% |
15,583,120
-1,781,080
| -10% | -$79.8M |
|
86
iShares Core US Aggregate Bond ETF
AGG
$137B
| $658M | 0.23% |
7,001,238
+930,441
| +15% | +$89.6M |
|
87
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.9B
| $657M | 0.23% |
17,300,300
+9,597,900
| +125% | +$380M |
|
|
88
Advanced Micro Devices
AMD
$790B
| $656M | 0.23% |
6,381,055
+2,099,431
| +49% | +$228M |
|
|
89
iShares MSCI Emerging Markets ETF
EEM
$28.9B
| $652M | 0.22% |
17,181,739
+2,136,005
| +14% | +$84.6M |
|
90
Texas Instruments
TXN
$246B
| $633M | 0.22% |
3,980,852
-190,625
| -5% | -$32.5M |
|
91
iShares S&P 500 Growth ETF
IVW
$75.5B
| $629M | 0.22% |
9,187,831
+370,785
| +4% | +$26.2M |
|
92
Oracle
ORCL
$409B
| $627M | 0.22% |
5,917,856
-114,253
| -2% | -$13.2M |
|
93
Danaher
DHR
$139B
| $621M | 0.21% |
3,187,150
+224,876
| +8% | +$50.2M |
|
94
Morgan Stanley
MS
$332B
| $617M | 0.21% |
7,551,730
+377,831
| +5% | +$32.8M |
|
95
CALL
SPDR Gold Trust
GLD
$131B
| $613M | 0.21% |
3,572,700
+2,093,900
| +142% | +$374M |
|
96
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
| $606M | 0.21% |
6,600,184
-534,641
| -7% | -$49M |
|
|
97
PUT
Advanced Micro Devices
AMD
$790B
| $604M | 0.21% |
5,876,400
+1,602,200
| +37% | +$174M |
|
|
MRSH
98
Marsh
MRSH
$92B
| $603M | 0.21% |
3,169,555
-210,243
| -6% | -$40.3M |
|
99
Palo Alto Networks
PANW
$283B
| $600M | 0.21% |
5,115,182
-215,022
| -4% | -$25.4M |
|
100
CALL
Apple
AAPL
$4.43T
| $586M | 0.2% |
3,420,550
-239,839
| -7% | -$44M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.