UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
iShares MSCI EAFE ETF
EFA
$78.4B
| $824M | 0.26% |
10,566,567
-230,412
| -2% | -$18.4M |
|
77
Starbucks
SBUX
$118B
| $824M | 0.26% |
7,472,291
+397,994
| +6% | +$46.6M |
|
78
Amgen
AMGN
$204B
| $816M | 0.26% |
3,835,201
+108,502
| +3% | +$25M |
|
79
State Street Technology Select Sector SPDR ETF
XLK
$117B
| $814M | 0.26% |
10,901,368
-414,632
| -4% | -$32M |
|
80
Verizon
VZ
$198B
| $809M | 0.25% |
14,974,214
+1,049,340
| +8% | +$58M |
|
81
CALL
Logitech
LOGI
$15.1B
| $801M | 0.25% |
9,089,870
+4,246,750
| +88% | +$459M |
|
82
Alibaba
BABA
$305B
| $799M | 0.25% |
5,394,038
-329,130
| -6% | -$59.9M |
|
83
Vanguard Morningstar Small-Cap ETF
VB
$80.7B
| $794M | 0.25% |
3,631,554
-42,802
| -1% | -$9.52M |
|
84
PUT
Netflix
NFLX
$305B
| $790M | 0.25% |
12,947,900
+1,170,630
| +10% | +$64.4M |
|
85
iShares MSCI Emerging Markets ETF
EEM
$28.9B
| $785M | 0.25% |
15,574,031
-2,333,964
| -13% | -$121M |
|
86
American Tower
AMT
$80.6B
| $781M | 0.25% |
2,942,152
+184,940
| +7% | +$52.7M |
|
87
Vanguard Information Technology ETF
VGT
$141B
| $779M | 0.25% |
15,531,680
-936,624
| -6% | -$48.5M |
|
88
Lowe's Companies
LOW
$119B
| $778M | 0.25% |
3,836,299
-72,689
| -2% | -$14.5M |
|
89
PUT
NVIDIA
NVDA
$5.01T
| $777M | 0.24% |
37,522,720
+204,000
| +0.5% | +$4.24M |
|
90
Bank of America
BAC
$438B
| $775M | 0.24% |
18,257,772
-1,271,193
| -7% | -$51.2M |
|
|
91
CALL
Invesco QQQ Trust
QQQ
$469B
| $771M | 0.24% |
2,154,424
+644,700
| +43% | +$237M |
|
92
Nike
NKE
$63.3B
| $770M | 0.24% |
5,300,553
-174,635
| -3% | -$28.5M |
|
93
Chevron
CVX
$385B
| $762M | 0.24% |
7,516,005
-304,328
| -4% | -$30.4M |
|
94
Vanguard FTSE Emerging Markets ETF
VWO
$121B
| $748M | 0.24% |
14,956,452
-281,786
| -2% | -$14.6M |
|
|
95
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.9B
| $744M | 0.23% |
14,773,878
-496,500
| -3% | -$25.8M |
|
96
Pfizer
PFE
$143B
| $744M | 0.23% |
17,292,485
+251,439
| +1% | +$11.1M |
|
97
Rockwell Automation
ROK
$53.5B
| $731M | 0.23% |
2,487,085
-106,500
| -4% | -$32.7M |
|
98
Linde
LIN
$222B
| $717M | 0.23% |
2,445,309
-58,450
| -2% | -$17.8M |
|
99
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
| $714M | 0.22% |
4,949,200
+3,938,700
| +390% | +$585M |
|
|
100
CALL
Alibaba
BABA
$305B
| $697M | 0.22% |
4,705,316
+2,147,616
| +84% | +$391M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.