UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| $590M | 0.28% |
6,803,889
+1,950,079
| +40% | +$167M |
|
77
iShares National Muni Bond ETF
MUB
$45.4B
| $586M | 0.28% |
5,186,049
-28,827
| -0.6% | -$3.29M |
|
78
Walmart Inc
WMT
$888B
| $584M | 0.28% |
15,419,430
+3,229,692
| +26% | +$124M |
|
79
PUT
iShares China Large-Cap ETF
FXI
$4.33B
| $583M | 0.27% |
15,539,700
-23,260,300
| -60% | -$947M |
|
80
iShares Core S&P Mid-Cap ETF
IJH
$126B
| $582M | 0.27% |
20,221,380
-3,387,185
| -14% | -$126M |
|
81
Vanguard FTSE Developed Markets ETF
VEA
$234B
| $581M | 0.27% |
17,425,052
-6,844,448
| -28% | -$275M |
|
82
Mondelez International
MDLZ
$79.2B
| $573M | 0.27% |
11,435,341
+92,368
| +0.8% | +$5M |
|
83
Rockwell Automation
ROK
$49.5B
| $565M | 0.27% |
3,744,617
-474,278
| -11% | -$87.9M |
|
84
Pfizer
PFE
$145B
| $559M | 0.26% |
18,066,347
-4,048,740
| -18% | -$138M |
|
85
Vanguard Dividend Appreciation ETF
VIG
$114B
| $557M | 0.26% |
5,384,638
+323,223
| +6% | +$38.6M |
|
86
Texas Instruments
TXN
$246B
| $551M | 0.26% |
5,518,685
-341,033
| -6% | -$40.9M |
|
87
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
| $520M | 0.25% |
9,630,166
-149,406
| -2% | -$9.48M |
|
88
PUT
Walt Disney
DIS
$170B
| $516M | 0.24% |
5,344,968
+3,209,220
| +150% | +$406M |
|
89
PUT
Netflix
NFLX
$306B
| $516M | 0.24% |
13,735,000
-10,829,940
| -44% | -$383M |
|
90
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
| $512M | 0.24% |
14,413,210
+3,384,961
| +31% | +$134M |
|
91
Union Pacific
UNP
$173B
| $506M | 0.24% |
3,586,688
-638,899
| -15% | -$106M |
|
92
Amgen
AMGN
$204B
| $504M | 0.24% |
2,488,259
-525,866
| -17% | -$115M |
|
93
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $501M | 0.24% |
14,947,641
-1,807,481
| -11% | -$73.7M |
|
94
Vanguard Information Technology ETF
VGT
$147B
| $500M | 0.24% |
18,867,336
-824,968
| -4% | -$25M |
|
95
State Street Technology Select Sector SPDR ETF
XLK
$123B
| $496M | 0.23% |
12,344,994
+1,580,966
| +15% | +$72.2M |
|
96
iShares S&P 500 Growth ETF
IVW
$77.3B
| $495M | 0.23% |
11,992,844
-1,196,664
| -9% | -$56.6M |
|
97
Salesforce
CRM
$156B
| $494M | 0.23% |
3,431,821
-414,604
| -11% | -$71.1M |
|
98
NVIDIA
NVDA
$5.13T
| $483M | 0.23% |
73,252,520
-4,307,880
| -6% | -$27.2M |
|
99
AbbVie
ABBV
$433B
| $482M | 0.23% |
6,325,191
+764,906
| +14% | +$65.2M |
|
100
iShares Core US Aggregate Bond ETF
AGG
$138B
| $480M | 0.23% |
4,164,747
-593,113
| -12% | -$67.6M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,776 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 747 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.