UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
iShares Russell 1000 Value ETF
IWD
$81.5B
| $610M | 0.28% |
5,150,688
+338,463
| +7% | +$39.4M |
|
77
iShares Core S&P 500 ETF
IVV
$869B
| $609M | 0.28% |
2,409,731
+188,434
| +8% | +$46.8M |
|
|
ETP
78
DELISTED
Energy Transfer Partners, L.P.
ETP
| $605M | 0.28% |
33,097,270
+10,112,394
| +44% | +$196M |
|
79
NextEra Energy
NEE
$185B
| $604M | 0.28% |
16,493,260
+645,644
| +4% | +$23.7M |
|
80
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
| $594M | 0.27% |
8,360,263
+982,932
| +13% | +$67.6M |
|
|
AGN
81
PUT
DELISTED
Allergan plc
AGN
| $592M | 0.27% |
2,886,400
+2,731,600
| +1,765% | +$635M |
|
82
3M
MMM
$91.9B
| $576M | 0.27% |
3,279,835
-134,799
| -4% | -$23.4M |
|
83
Bank of America
BAC
$436B
| $572M | 0.26% |
22,586,945
-405,971
| -2% | -$9.85M |
|
84
Suncor Energy
SU
$75.6B
| $572M | 0.26% |
16,328,115
+2,085,144
| +15% | +$66.6M |
|
85
iShares Core US Aggregate Bond ETF
AGG
$138B
| $570M | 0.26% |
5,204,492
-1,688,585
| -24% | -$185M |
|
|
PX
86
DELISTED
Praxair Inc
PX
| $570M | 0.26% |
4,079,904
+517,395
| +15% | +$69M |
|
87
Thermo Fisher Scientific
TMO
$208B
| $565M | 0.26% |
2,986,175
-26,191
| -0.9% | -$4.74M |
|
88
SLB Ltd
SLB
$76.5B
| $564M | 0.26% |
8,078,462
+2,910,020
| +56% | +$192M |
|
89
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
| $563M | 0.26% |
5,896,578
-571,071
| -9% | -$53.4M |
|
90
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
| $543M | 0.25% |
4,849,724
+46,598
| +1% | +$5.19M |
|
91
PUT
Tesla
TSLA
$1.22T
| $534M | 0.25% |
23,490,000
+9,934,500
| +73% | +$229M |
|
92
iShares S&P 500 Growth ETF
IVW
$72.2B
| $534M | 0.25% |
14,891,552
-346,984
| -2% | -$12.2M |
|
|
MRSH
93
Marsh
MRSH
$87.5B
| $533M | 0.25% |
6,355,251
-27,274
| -0.4% | -$2.16M |
|
94
Vanguard S&P 500 ETF
VOO
$968B
| $530M | 0.25% |
2,295,187
-12,418
| -0.5% | -$2.81M |
|
95
Novartis
NVS
$297B
| $528M | 0.24% |
6,863,095
-71,183
| -1% | -$5.38M |
|
96
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
| $525M | 0.24% |
15,364,190
+149,312
| +1% | +$4.86M |
|
97
Vanguard Information Technology ETF
VGT
$138B
| $513M | 0.24% |
27,016,592
-1,805,536
| -6% | -$33.4M |
|
98
iShares MSCI Emerging Markets ETF
EEM
$28.6B
| $512M | 0.24% |
11,424,845
-3,460,943
| -23% | -$152M |
|
99
iShares National Muni Bond ETF
MUB
$45.2B
| $510M | 0.24% |
4,600,470
+542,030
| +13% | +$60.1M |
|
100
DuPont de Nemours
DD
$18.9B
| $507M | 0.23% |
2,892,034
+980,515
| +51% | +$164M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.