UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
NextEra Energy
NEE
$185B
| $356M | 0.25% |
14,612,536
-481,856
| -3% | -$12.3M |
|
77
McDonald's
MCD
$193B
| $353M | 0.25% |
3,581,942
-449,019
| -11% | -$43.7M |
|
78
Chevron
CVX
$382B
| $346M | 0.24% |
4,382,832
-645,695
| -13% | -$54.4M |
|
79
iShares S&P 500 Growth ETF
IVW
$70.5B
| $339M | 0.24% |
12,565,056
-290,140
| -2% | -$8.25M |
|
80
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
| $336M | 0.24% |
4,563,150
-488,081
| -10% | -$38M |
|
81
iShares Russell 1000 Value ETF
IWD
$81.4B
| $335M | 0.24% |
3,590,456
-399,118
| -10% | -$39.6M |
|
82
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $334M | 0.24% |
12,224,570
+1,176,515
| +11% | +$34.2M |
|
83
Dominion Energy
D
$62.1B
| $332M | 0.23% |
4,710,523
-182,909
| -4% | -$12.9M |
|
|
JWN
84
DELISTED
Nordstrom
JWN
| $330M | 0.23% |
4,602,718
-187,830
| -4% | -$14.1M |
|
85
Plains All American Pipeline
PAA
$17.6B
| $328M | 0.23% |
10,806,271
+152,433
| +1% | +$5.57M |
|
86
Toronto Dominion Bank
TD
$193B
| $327M | 0.23% |
8,296,163
+56,995
| +0.7% | +$2.27M |
|
87
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
| $325M | 0.23% |
8,740,438
+1,915,984
| +28% | +$73.6M |
|
88
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $323M | 0.23% |
3,801,834
+1,360,681
| +56% | +$115M |
|
89
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
| $323M | 0.23% |
6,639,043
+1,202,279
| +22% | +$65M |
|
90
3M
MMM
$91.8B
| $322M | 0.23% |
2,720,528
-39,131
| -1% | -$4.81M |
|
91
iShares MSCI Japan ETF
EWJ
$21.2B
| $321M | 0.23% |
7,025,647
+861,674
| +14% | +$42.5M |
|
92
Diageo
DEO
$49.6B
| $320M | 0.23% |
2,971,835
-92,626
| -3% | -$10.3M |
|
93
iShares Biotechnology ETF
IBB
$9.45B
| $313M | 0.22% |
3,096,222
+631,134
| +26% | +$75.7M |
|
|
94
PUT
iShares China Large-Cap ETF
FXI
$4.32B
| $311M | 0.22% |
8,770,600
+6,360,300
| +264% | +$247M |
|
|
95
Xerox
XRX
$345M
| $307M | 0.22% |
11,988,188
+11,692,636
| +3,956% | +$324M |
|
|
CELG
96
DELISTED
Celgene Corp
CELG
| $306M | 0.22% |
2,829,182
-327,094
| -10% | -$40.6M |
|
97
Texas Instruments
TXN
$248B
| $303M | 0.21% |
6,120,528
+5,283,838
| +632% | +$258M |
|
98
Bank of America
BAC
$429B
| $301M | 0.21% |
19,312,645
-4,814,589
| -20% | -$81M |
|
99
CALL
iShares MSCI EAFE ETF
EFA
$76.4B
| $300M | 0.21% |
5,238,200
+2,919,000
| +126% | +$180M |
|
100
Alibaba
BABA
$276B
| $300M | 0.21% |
5,079,389
+319,827
| +7% | +$23.3M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.