UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
| $43.2M | 0.01% |
+400,000
| New | +$44M |
|
952
Ares Capital
ARCC
$13.9B
| $43.1M | 0.01% |
2,122,479
-91,958
| -4% | -$1.84M |
|
953
BlackRock Capital Allocation Term Trust
BCAT
$1.66B
| $43M | 0.01% |
2,130,029
+855,039
| +67% | +$18.5M |
|
954
Schwab International Equity ETF
SCHF
$68.2B
| $43M | 0.01% |
2,220,734
+101,702
| +5% | +$2.02M |
|
955
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$434M
| $43M | 0.01% |
346,158
+18,719
| +6% | +$2.38M |
|
956
PUT
Carnival Corporation Ltd
CCL
$40.6B
| $42.9M | 0.01% |
1,716,869
-278,800
| -14% | -$6.49M |
|
957
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
| $42.9M | 0.01% |
830,652
+58,431
| +8% | +$3.03M |
|
958
PUT
Vale
VALE
$63.6B
| $42.9M | 0.01% |
3,077,151
+812,700
| +36% | +$15.9M |
|
959
Booz Allen Hamilton
BAH
$8.65B
| $42.9M | 0.01% |
540,665
+15,552
| +3% | +$1.3M |
|
960
PUT
FedEx
FDX
$73.5B
| $42.8M | 0.01% |
195,000
+34,200
| +21% | +$9.28M |
|
961
Li Auto
LI
$13.3B
| $42.7M | 0.01% |
1,622,575
+488,676
| +43% | +$14.7M |
|
962
iShares US Home Construction ETF
ITB
$2.34B
| $42.7M | 0.01% |
644,528
+221,862
| +52% | +$15.6M |
|
963
Bath & Body Works
BBWI
$4.19B
| $42.5M | 0.01% |
674,272
-409,684
| -38% | -$26M |
|
964
Dynatrace
DT
$14.8B
| $42.5M | 0.01% |
598,788
+222,566
| +59% | +$14.6M |
|
965
Verisk Analytics
VRSK
$24.6B
| $42.4M | 0.01% |
211,932
+72,719
| +52% | +$14.1M |
|
966
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
| $42.4M | 0.01% |
356,420
+55,074
| +18% | +$6.74M |
|
967
PUT
iShares Semiconductor ETF
SOXX
$47.6B
| $42.4M | 0.01% |
285,000
-30,000
| -10% | -$4.56M |
|
968
CALL
Booking.com
BKNG
$160B
| $42.2M | 0.01% |
444,750
-50,000
| -10% | -$4.49M |
|
969
The Mosaic Company
MOS
$7.44B
| $42.2M | 0.01% |
1,181,714
+676,966
| +134% | +$21.7M |
|
|
DCP
970
DELISTED
DCP Midstream, LP
DCP
| $42.1M | 0.01% |
1,492,453
-285,832
| -16% | -$7.89M |
|
971
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
| $42.1M | 0.01% |
990,069
+7,854
| +0.8% | +$341K |
|
972
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
| $42M | 0.01% |
1,370,609
-93,935
| -6% | -$2.88M |
|
973
Sanofi
SNY
$103B
| $42M | 0.01% |
871,410
-175,016
| -17% | -$8.9M |
|
974
CALL
Energy Transfer Partners
ET
$70B
| $42M | 0.01% |
4,384,500
+3,798,900
| +649% | +$36.5M |
|
975
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $41.9M | 0.01% |
848,110
+37,125
| +5% | +$1.84M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.