UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ETG
951
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
| $37.3M | 0.01% |
2,068,516
+33,656
| +2% | +$578K |
|
|
INFO
952
DELISTED
IHS Markit Ltd. Common Shares
INFO
| $37.2M | 0.01% |
493,551
+208,986
| +73% | +$14.9M |
|
953
PUT
Sinclair Inc
SBGI
$992M
| $37.2M | 0.01% |
1,114,800
+824,800
| +284% | +$30.7M |
|
954
Shopify
SHOP
$152B
| $37.1M | 0.01% |
932,500
+74,290
| +9% | +$2.51M |
|
|
XENT
955
DELISTED
Intersect ENT, Inc
XENT
| $37M | 0.01% |
1,487,366
+97,386
| +7% | +$1.97M |
|
956
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
| $37M | 0.01% |
2,573,075
+390,829
| +18% | +$5.55M |
|
957
International Flavors & Fragrances
IFF
$20.2B
| $37M | 0.01% |
286,494
-7,972
| -3% | -$1.02M |
|
958
CALL
UnitedHealth
UNH
$376B
| $36.8M | 0.01% |
125,300
+71,700
| +134% | +$18.8M |
|
959
PUT
Chipotle Mexican Grill
CMG
$47.2B
| $36.7M | 0.01% |
+2,195,000
| New | +$35.2M |
|
960
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
| $36.7M | 0.01% |
682,538
-51,071
| -7% | -$2.73M |
|
961
Schwab U.S Small- Cap ETF
SCHA
$22.2B
| $36.6M | 0.01% |
1,934,952
+285,664
| +17% | +$5.17M |
|
962
PUT
Valero Energy
VLO
$90.1B
| $36.6M | 0.01% |
390,700
+28,000
| +8% | +$2.65M |
|
963
Tesla
TSLA
$1.23T
| $36.5M | 0.01% |
1,308,735
+180,630
| +16% | +$3.92M |
|
964
iShares US Financials ETF
IYF
$4.67B
| $36.4M | 0.01% |
527,966
-37,790
| -7% | -$2.51M |
|
|
ATVI
965
PUT
DELISTED
Activision Blizzard
ATVI
| $36.3M | 0.01% |
611,300
+295,300
| +93% | +$16.3M |
|
|
I
966
DELISTED
INTELSAT S. A.
I
| $36.3M | 0.01% |
5,165,184
+836,987
| +19% | +$13.2M |
|
967
WisdomTree US MidCap Fund
EZM
$940M
| $36.3M | 0.01% |
861,566
+10,447
| +1% | +$425K |
|
968
iShares MSCI EAFE Growth ETF
EFG
$16.6B
| $36.2M | 0.01% |
419,182
-6,976
| -2% | -$582K |
|
|
FIT
969
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $36.2M | 0.01% |
5,507,582
+5,427,590
| +6,785% | +$31.8M |
|
970
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
| $36.1M | 0.01% |
819,609
+61,646
| +8% | +$2.64M |
|
971
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
| $36.1M | 0.01% |
1,527,837
+54,365
| +4% | +$1.26M |
|
972
Arthur J. Gallagher & Co
AJG
$64.1B
| $36M | 0.01% |
378,557
+167,272
| +79% | +$15.3M |
|
973
Fidelity National Financial
FNF
$13.9B
| $36M | 0.01% |
826,645
+205,186
| +33% | +$9.11M |
|
974
PUT
Snap
SNAP
$7.89B
| $36M | 0.01% |
2,202,600
+395,000
| +22% | +$5.81M |
|
975
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
| $36M | 0.01% |
715,646
+27,362
| +4% | +$1.37M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.