UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
Canadian National Railway
CNI
$76.1B
| $31.1M | 0.01% |
346,612
-45,477
| -12% | -$4.2M |
|
952
Canadian Pacific Kansas City
CP
$79.2B
| $31.1M | 0.01% |
698,110
+53,630
| +8% | +$2.52M |
|
|
HTD
953
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$911M
| $31M | 0.01% |
1,088,697
-26,455
| -2% | -$690K |
|
954
Microchip Technology
MCHP
$40.8B
| $30.9M | 0.01% |
665,992
+197,392
| +42% | +$8.95M |
|
955
PUT
Valero Energy
VLO
$87.5B
| $30.9M | 0.01% |
362,700
-12,800
| -3% | -$1.03M |
|
956
PUT
TSMC
TSM
$2.11T
| $30.9M | 0.01% |
664,557
+329,457
| +98% | +$14M |
|
|
MNDT
957
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
| – | – |
-1,640,000
| Closed | -$23.3M |
|
958
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
| $30.8M | 0.01% |
873,846
-7,599,558
| -90% | -$267M |
|
959
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
| $30.8M | 0.01% |
480,150
-9,116
| -2% | -$576K |
|
960
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $30.8M | 0.01% |
510,000
+450,000
| +750% | +$27.1M |
|
961
Expedia Group
EXPE
$36B
| $30.5M | 0.01% |
226,916
-63,567
| -22% | -$8.4M |
|
|
GRUB
962
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $30.5M | 0.01% |
271,250
+251,250
| +1,256% | +$33.4M |
|
|
EMD
963
Western Asset Emerging Markets Debt Fund
EMD
$610M
| $30.5M | 0.01% |
2,194,722
-4,794
| -0.2% | -$67.5K |
|
964
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
| $30.4M | 0.01% |
631,047
+19,479
| +3% | +$938K |
|
965
TechnipFMC
FTI
$27.1B
| $30.4M | 0.01% |
1,692,466
-556,053
| -25% | -$10.4M |
|
966
Box
BOX
$4.39B
| $30.3M | 0.01% |
1,830,273
+10,655
| +0.6% | +$171K |
|
967
Charter Communications
CHTR
$17.2B
| $30.3M | 0.01% |
73,534
-121,004
| -62% | -$48.8M |
|
968
Cardinal Health
CAH
$54.8B
| $30.3M | 0.01% |
641,116
+147,683
| +30% | +$6.74M |
|
969
iShares Expanded Tech Sector ETF
IGM
$10.3B
| $30.1M | 0.01% |
833,070
-33,012
| -4% | -$1.21M |
|
970
HEICO Corp Class A
HEI.A
$36.5B
| $30.1M | 0.01% |
309,580
+32,112
| +12% | +$3.4M |
|
971
Align Technology
ALGN
$12.3B
| $30.1M | 0.01% |
166,489
+30,782
| +23% | +$6.4M |
|
972
PUT
Johnson & Johnson
JNJ
$613B
| $30.1M | 0.01% |
232,300
+69,400
| +43% | +$9.14M |
|
973
PUT
Prudential Financial
PRU
$42.8B
| $30.1M | 0.01% |
334,100
+204,600
| +158% | +$18.5M |
|
974
Healthpeak Properties
DOC
$15B
| $30M | 0.01% |
841,805
+230,081
| +38% | +$7.77M |
|
975
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.3B
| $29.9M | 0.01% |
873,553
+61,798
| +8% | +$2.14M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.