UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
Public Service Enterprise Group
PEG
$38.7B
| $25.9M | 0.01% |
561,009
+202,958
| +57% | +$9.19M |
|
|
UPL
952
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $25.9M | 0.01% |
2,986,763
-142,022
| -5% | -$1.3M |
|
953
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
| $25.9M | 0.01% |
557,270
-8,074
| -1% | -$367K |
|
954
Consolidated Edison
ED
$41.4B
| $25.8M | 0.01% |
320,345
-1,249
| -0.4% | -$103K |
|
955
State Street SPDR S&P International Dividend ETF
DWX
$529M
| $25.8M | 0.01% |
639,651
-4,156
| -0.6% | -$167K |
|
956
CALL
Stellantis
STLA
$17.4B
| $25.7M | 0.01% |
1,434,896
+251,180
| +21% | +$3.47M |
|
957
Entergy
ETR
$50.3B
| $25.7M | 0.01% |
672,994
+63,014
| +10% | +$2.44M |
|
|
DCP
958
DELISTED
DCP Midstream, LP
DCP
| $25.7M | 0.01% |
740,924
+391,641
| +112% | +$12.9M |
|
959
Liberty All-Star Equity Fund
USA
$1.78B
| $25.6M | 0.01% |
4,252,694
+26,224
| +0.6% | +$151K |
|
960
PUT
Snap
SNAP
$7.96B
| $25.4M | 0.01% |
1,746,400
+177,300
| +11% | +$2.57M |
|
961
Sprott Junior Gold Miners ETF
SGDJ
$268M
| $25.4M | 0.01% |
720,731
-397
| -0.1% | -$13.6K |
|
962
CALL
Goldman Sachs
GS
$289B
| $25.4M | 0.01% |
107,000
+65,000
| +155% | +$14.7M |
|
963
PUT
C.H. Robinson
CHRW
$20.5B
| $25.3M | 0.01% |
+333,000
| New | +$23.1M |
|
964
L3Harris
LHX
$55.4B
| $25.2M | 0.01% |
191,738
+20,030
| +12% | +$2.4M |
|
965
First Trust US Equity Opportunities ETF
FPX
$1.43B
| $25.2M | 0.01% |
394,644
-2,940
| -0.7% | -$180K |
|
966
CALL
Bunge Global
BG
$20.9B
| $25.2M | 0.01% |
362,500
+342,500
| +1,713% | +$25.9M |
|
967
FlexShares Quality Dividend Index Fund
QDF
$2.2B
| $25.2M | 0.01% |
592,800
+58,489
| +11% | +$2.43M |
|
|
FPF
968
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
| $25.1M | 0.01% |
1,015,030
+4,877
| +0.5% | +$120K |
|
969
BlackRock Limited Duration Income Trust
BLW
$490M
| $25.1M | 0.01% |
1,557,345
-27,540
| -2% | -$438K |
|
970
PUT
State Street SPDR S&P Retail ETF
XRT
$457M
| $25.1M | 0.01% |
+600,000
| New | +$24.1M |
|
|
PARA
971
PUT
DELISTED
Paramount Global Class B
PARA
| $25M | 0.01% |
431,500
-195,000
| -31% | -$12.3M |
|
972
SBA Communications
SBAC
$19.8B
| $25M | 0.01% |
173,648
+48,566
| +39% | +$6.91M |
|
973
CALL
Marriott International
MAR
$100B
| $24.9M | 0.01% |
225,700
-664,900
| -75% | -$68.5M |
|
974
ICL Group
ICL
$6.58B
| $24.8M | 0.01% |
5,574,328
+951,554
| +21% | +$4.33M |
|
975
iShares MSCI Switzerland ETF
EWL
$2.17B
| $24.7M | 0.01% |
703,943
-56,022
| -7% | -$1.93M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.