UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
PUT
Macy's
M
$6.56B
| $22.8M | 0.01% |
770,500
+106,900
| +16% | +$3.3M |
|
952
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.16B
| $22.8M | 0.01% |
717,838
+17,655
| +3% | +$549K |
|
953
Whirlpool
WHR
$2.47B
| $22.7M | 0.01% |
132,716
-15,081
| -10% | -$2.68M |
|
954
First Trust Consumer Staples AlphaDEX Fund
FXG
$232M
| $22.7M | 0.01% |
492,538
+21,923
| +5% | +$1.01M |
|
|
CAA
955
DELISTED
CalAtlantic Group, Inc.
CAA
| $22.7M | 0.01% |
605,360
-148,979
| -20% | -$5.27M |
|
|
MON
956
CALL
DELISTED
Monsanto Co
MON
| $22.6M | 0.01% |
200,000
-30,100
| -13% | -$3.33M |
|
957
KLA
KLAC
$236B
| $22.6M | 0.01% |
2,378,730
+1,037,430
| +77% | +$9.14M |
|
958
Ulta Beauty
ULTA
$22.2B
| $22.6M | 0.01% |
79,252
-7,523
| -9% | -$2.06M |
|
959
Vulcan Materials
VMC
$35.2B
| $22.6M | 0.01% |
187,501
+31,687
| +20% | +$3.88M |
|
960
Nuveen Municipal Credit Income Fund
NZF
$2.41B
| $22.5M | 0.01% |
1,564,721
+232,129
| +17% | +$3.31M |
|
961
CALL
Coca-Cola
KO
$381B
| $22.5M | 0.01% |
529,800
-39,300
| -7% | -$1.64M |
|
|
WWAV
962
DELISTED
The WhiteWave Foods Company
WWAV
| $22.4M | 0.01% |
399,707
-89,507
| -18% | -$4.94M |
|
963
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
| $22.4M | 0.01% |
342,387
+135,527
| +66% | +$8.63M |
|
|
964
PUT
Whirlpool
WHR
$2.47B
| $22.4M | 0.01% |
130,700
-74,000
| -36% | -$13.1M |
|
|
CMO
965
DELISTED
Capstead Mortgage Corp.
CMO
| $22.4M | 0.01% |
2,123,762
+529,181
| +33% | +$5.59M |
|
966
CALL
Bunge Global
BG
$20.4B
| $22.3M | 0.01% |
+281,800
| New | +$21.1M |
|
967
CALL
Devon Energy
DVN
$50.9B
| $22.3M | 0.01% |
534,500
+221,565
| +71% | +$9.74M |
|
|
TSG
968
DELISTED
The Stars Group Inc.
TSG
| $22.3M | 0.01% |
1,311,415
+856,293
| +188% | +$12.6M |
|
969
iShares MSCI Europe Financials ETF
EUFN
$4.14B
| $22.2M | 0.01% |
1,093,032
+466,180
| +74% | +$9.2M |
|
970
iShares Core S&P US Growth ETF
IUSG
$31.3B
| $22.2M | 0.01% |
478,438
+145,743
| +44% | +$6.6M |
|
|
TLRD
971
DELISTED
Tailored Brands, Inc.
TLRD
| $22.1M | 0.01% |
1,481,518
+440,731
| +42% | +$8.87M |
|
972
CALL
Home Depot
HD
$332B
| $22M | 0.01% |
150,000
+75,700
| +102% | +$10.7M |
|
973
PUT
PepsiCo
PEP
$191B
| $22M | 0.01% |
196,800
-184,600
| -48% | -$19.8M |
|
974
Zimmer Biomet
ZBH
$18.4B
| $22M | 0.01% |
185,401
-81,379
| -31% | -$9.22M |
|
|
ESRX
975
CALL
DELISTED
Express Scripts Holding Company
ESRX
| $22M | 0.01% |
333,200
-188,800
| -36% | -$13M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.