UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
Kroger
KR
$35.4B
| $20.8M | 0.01% |
701,900
-164,220
| -19% | -$5.46M |
|
|
TTM
952
PUT
DELISTED
Tata Motors Limited
TTM
| $20.8M | 0.01% |
520,000
| – | – |
|
|
NCV
953
Virtus Convertible & Income Fund
NCV
$378M
| $20.8M | 0.01% |
768,955
+72,881
| +10% | +$1.93M |
|
|
CNXM
954
DELISTED
CNX Midstream Partners LP
CNXM
| $20.7M | 0.01% |
1,145,778
+489,520
| +75% | +$8.69M |
|
955
Public Storage
PSA
$60.5B
| $20.7M | 0.01% |
92,932
-68,225
| -42% | -$15.9M |
|
|
ABB
956
DELISTED
ABB Ltd
ABB
| $20.7M | 0.01% |
920,896
+52,240
| +6% | +$1.12M |
|
957
PUT
Infosys
INFY
$48.7B
| $20.7M | 0.01% |
2,625,800
+2,125,800
| +425% | +$17.5M |
|
958
PUT
Kirby Corp
KEX
$7.01B
| $20.7M | 0.01% |
+332,500
| New | +$19.1M |
|
|
EMD
959
Western Asset Emerging Markets Debt Fund
EMD
$609M
| $20.6M | 0.01% |
1,268,529
+126,539
| +11% | +$2.05M |
|
960
CALL
Baxter International
BAX
$13.5B
| $20.6M | 0.01% |
433,200
-66,800
| -13% | -$3.15M |
|
|
BSJH
961
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $20.6M | 0.01% |
795,610
+110,829
| +16% | +$2.87M |
|
962
WisdomTree International Equity Fund
DWM
$679M
| $20.6M | 0.01% |
437,604
+34,650
| +9% | +$1.61M |
|
963
ICICI Bank
IBN
$108B
| $20.5M | 0.01% |
3,025,341
-1,130,989
| -27% | -$7.88M |
|
|
RICE
964
DELISTED
Rice Energy Inc.
RICE
| $20.5M | 0.01% |
786,554
-93,953
| -11% | -$2.33M |
|
965
PUT
Western Midstream Partners
WES
$19.2B
| $20.5M | 0.01% |
483,300
+27,200
| +6% | +$1.02M |
|
966
Fidelity National Information Services
FIS
$23.1B
| $20.5M | 0.01% |
266,312
-66,016
| -20% | -$5.16M |
|
|
HCR
967
DELISTED
Hi-Crush Inc. Common Stock
HCR
| $20.5M | 0.01% |
1,333,905
+981,337
| +278% | +$13.3M |
|
968
Ventas
VTR
$48B
| $20.5M | 0.01% |
289,637
-41,661
| -13% | -$3.02M |
|
969
Eastman Chemical
EMN
$8B
| $20.4M | 0.01% |
301,948
-32,000
| -10% | -$2.15M |
|
970
J.M. Smucker
SJM
$12.7B
| $20.4M | 0.01% |
150,757
-37,139
| -20% | -$5.45M |
|
971
Nuveen Municipal Credit Income Fund
NZF
$2.4B
| $20.4M | 0.01% |
1,297,596
+90,741
| +8% | +$1.44M |
|
972
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
| $20.3M | 0.01% |
1,279,701
-97,291
| -7% | -$1.53M |
|
973
Realty Income
O
$59.6B
| $20.3M | 0.01% |
312,541
-66,950
| -18% | -$4.42M |
|
974
CALL
Builders FirstSource
BLDR
$7.15B
| $20.3M | 0.01% |
+1,760,000
| New | +$22.2M |
|
975
Omnicom Group
OMC
$21.6B
| $20.3M | 0.01% |
238,279
+17,217
| +8% | +$1.44M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.