UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
PUT
Duke Energy
DUK
$96.2B
| $45.1M | 0.01% |
462,214
-43,011
| -9% | -$4.45M |
|
927
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.35B
| $45.1M | 0.01% |
438,619
-56,720
| -11% | -$5.97M |
|
928
Northern Trust
NTRS
$33.7B
| $44.8M | 0.01% |
415,643
+5,393
| +1% | +$612K |
|
929
Restaurant Brands International
QSR
$25.8B
| $44.8M | 0.01% |
731,828
+466,806
| +176% | +$29.9M |
|
930
Old Dominion Freight Line
ODFL
$44.8B
| $44.8M | 0.01% |
312,988
+117,464
| +60% | +$16.3M |
|
931
Workday
WDAY
$42.1B
| $44.7M | 0.01% |
178,990
+14,115
| +9% | +$3.5M |
|
932
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $44.7M | 0.01% |
837,984
+10,084
| +1% | +$539K |
|
933
Camden Property Trust
CPT
$11.1B
| $44.6M | 0.01% |
302,405
-23,223
| -7% | -$3.4M |
|
934
Royal Caribbean
RCL
$87.6B
| $44.6M | 0.01% |
501,263
-143,591
| -22% | -$11.6M |
|
935
iShares MSCI Canada ETF
EWC
$6.27B
| $44.5M | 0.01% |
1,226,445
+725,815
| +145% | +$26.9M |
|
936
Ares Management
ARES
$31.5B
| $44.5M | 0.01% |
602,138
+149,475
| +33% | +$10.8M |
|
937
iShares MSCI Intl Quality Factor ETF
IQLT
$14.1B
| $44.3M | 0.01% |
1,169,108
+309,792
| +36% | +$12.2M |
|
938
Whirlpool
WHR
$2.93B
| $44.2M | 0.01% |
217,011
+18,526
| +9% | +$4.06M |
|
939
PUT
ConocoPhillips
COP
$140B
| $44M | 0.01% |
649,800
+34,700
| +6% | +$2M |
|
940
Rio Tinto
RIO
$165B
| $44M | 0.01% |
658,925
+65,355
| +11% | +$5.1M |
|
941
VanEck High Yield Muni ETF
HYD
$4.44B
| $44M | 0.01% |
704,068
+87,308
| +14% | +$5.54M |
|
942
AvalonBay Communities
AVB
$27.1B
| $44M | 0.01% |
198,315
+56,288
| +40% | +$12.6M |
|
943
VanEck Intermediate Muni ETF
ITM
$2.15B
| $43.9M | 0.01% |
856,861
-2,532
| -0.3% | -$131K |
|
944
Lennar Class A
LEN
$21.2B
| $43.7M | 0.01% |
482,049
-36,356
| -7% | -$3.6M |
|
945
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
| $43.6M | 0.01% |
607,623
-164,583
| -21% | -$12.4M |
|
946
Vodafone
VOD
$35.4B
| $43.5M | 0.01% |
2,818,419
-156,525
| -5% | -$2.59M |
|
947
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.57B
| $43.5M | 0.01% |
434,955
-17,574
| -4% | -$1.76M |
|
948
Church & Dwight Co
CHD
$24.6B
| $43.5M | 0.01% |
527,071
-940
| -0.2% | -$79.7K |
|
949
CALL
Target
TGT
$67.1B
| $43.3M | 0.01% |
189,400
+51,900
| +38% | +$13M |
|
950
First Trust Financials AlphaDEX Fund
FXO
$1.15B
| $43.3M | 0.01% |
978,436
-110,327
| -10% | -$4.88M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.