UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
Vanguard S&P 500 Value ETF
VOOV
$6.61B
| $27.1M | 0.01% |
260,308
+9,576
| +4% | +$977K |
|
927
Mettler-Toledo International
MTD
$28.1B
| $27M | 0.01% |
43,108
+505
| +1% | +$303K |
|
928
AGNC Investment
AGNC
$12.7B
| $27M | 0.01% |
1,243,285
+27,054
| +2% | +$578K |
|
929
PUT
Procter & Gamble
PG
$340B
| $26.8M | 0.01% |
294,700
-196,800
| -40% | -$17.9M |
|
930
Forestar Group
FOR
$1.48B
| $26.8M | 0.01% |
1,702,218
+1,683,075
| +8,792% | +$28.9M |
|
931
Travel + Leisure Co
TNL
$4.76B
| $26.8M | 0.01% |
563,277
+388,640
| +223% | +$17.7M |
|
932
PUT
American Express
AXP
$224B
| $26.8M | 0.01% |
296,200
+77,600
| +35% | +$6.67M |
|
933
CALL
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $26.7M | 0.01% |
905,200
+581,000
| +179% | +$16.7M |
|
934
HDFC Bank
HDB
$123B
| $26.6M | 0.01% |
1,103,148
+265,748
| +32% | +$6.31M |
|
|
EAD
935
Allspring Income Opportunities Fund
EAD
$371M
| $26.5M | 0.01% |
3,029,774
+30,400
| +1% | +$261K |
|
|
ENLK
936
DELISTED
EnLink Midstream Partners, LP
ENLK
| $26.5M | 0.01% |
1,581,243
-531,091
| -25% | -$8.63M |
|
|
CHL
937
DELISTED
China Mobile Limited
CHL
| $26.4M | 0.01% |
522,586
+50,365
| +11% | +$2.68M |
|
|
GG
938
DELISTED
Goldcorp Inc
GG
| $26.4M | 0.01% |
2,035,017
+252,798
| +14% | +$3.32M |
|
939
PUT
Bunge Global
BG
$20.9B
| $26.4M | 0.01% |
379,500
+362,500
| +2,132% | +$27.4M |
|
940
Zimmer Biomet
ZBH
$18.8B
| $26.4M | 0.01% |
231,852
-841,066
| -78% | -$97.1M |
|
941
Invesco S&P 500 Pure Value ETF
RPV
$1.66B
| $26.3M | 0.01% |
428,152
+24,985
| +6% | +$1.5M |
|
|
STI
942
DELISTED
SunTrust Banks, Inc.
STI
| $26.3M | 0.01% |
440,003
+14,733
| +3% | +$833K |
|
943
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
| $26.3M | 0.01% |
411,310
+79,512
| +24% | +$5.02M |
|
944
PUT
United States Natural Gas Fund
UNG
$450M
| $26.3M | 0.01% |
250,000
+206,250
| +471% | +$21.8M |
|
945
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| $26.2M | 0.01% |
507,063
+51,781
| +11% | +$2.68M |
|
946
PUT
FedEx
FDX
$73B
| $26.2M | 0.01% |
116,000
-128,200
| -52% | -$27.3M |
|
947
CALL
NetApp
NTAP
$33.9B
| $26.2M | 0.01% |
597,900
+590,500
| +7,980% | +$24.4M |
|
948
Vanguard Consumer Staples ETF
VDC
$8.16B
| $26.2M | 0.01% |
188,772
+18,130
| +11% | +$2.55M |
|
949
CALL
Oracle
ORCL
$339B
| $26.1M | 0.01% |
539,690
-3,209,810
| -86% | -$160M |
|
950
PUT
Caterpillar
CAT
$361B
| $26M | 0.01% |
208,500
-358,300
| -63% | -$41.3M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.