UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
On Holding
ONON
$12.4B
| $46.8M | 0.02% |
1,681,687
+412,710
| +33% | +$13.1M |
|
902
CALL
Johnson & Johnson
JNJ
$619B
| $46.7M | 0.02% |
299,800
+45,870
| +18% | +$7.57M |
|
903
iShares ESG Aware MSCI EM ETF
ESGE
$6.67B
| $46.6M | 0.02% |
1,539,595
-937
| -0.1% | -$29.7K |
|
904
Carrier Global
CARR
$52.7B
| $46.6M | 0.02% |
844,194
-3,795
| -0.4% | -$209K |
|
905
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
| $46.6M | 0.02% |
1,178,941
-9,473
| -0.8% | -$382K |
|
906
CALL
Gilead Sciences
GILD
$162B
| $46.4M | 0.02% |
619,700
+70,400
| +13% | +$5.41M |
|
|
JNPR
907
DELISTED
Juniper Networks
JNPR
| $46.4M | 0.02% |
1,668,898
-366,056
| -18% | -$10.5M |
|
908
CALL
Costco
COST
$421B
| $46.3M | 0.02% |
82,000
+56,000
| +215% | +$30.9M |
|
909
CALL
IBM
IBM
$220B
| $46.2M | 0.02% |
329,600
+100,100
| +44% | +$14.2M |
|
910
Quest Diagnostics
DGX
$26.3B
| $46.2M | 0.02% |
378,846
+127,093
| +50% | +$16.9M |
|
911
State Street SPDR S&P Homebuilders ETF
XHB
$1.53B
| $46.1M | 0.02% |
602,545
+274,463
| +84% | +$22.3M |
|
912
Global X MLP ETF
MLPA
$2.28B
| $46.1M | 0.02% |
1,034,261
-21,554
| -2% | -$944K |
|
913
iShares Russell Top 200 Growth ETF
IWY
$16.5B
| $46M | 0.02% |
299,197
-3,521
| -1% | -$562K |
|
|
B
914
PUT
Barrick Mining
B
$69.3B
| $45.9M | 0.02% |
3,155,800
+2,960,800
| +1,518% | +$48.5M |
|
915
Align Technology
ALGN
$12.1B
| $45.9M | 0.02% |
150,305
+2,148
| +1% | +$742K |
|
916
Ares Capital
ARCC
$14.1B
| $45.8M | 0.02% |
2,351,147
-234,632
| -9% | -$4.55M |
|
917
PUT
Lam Research
LRCX
$383B
| $45.8M | 0.02% |
730,000
| – | – |
|
918
Schwab US TIPS ETF
SCHP
$16.3B
| $45.7M | 0.02% |
1,808,910
-301,310
| -14% | -$7.77M |
|
919
WEC Energy
WEC
$35.2B
| $45.5M | 0.02% |
564,659
-11,196
| -2% | -$973K |
|
920
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.07B
| $45.5M | 0.02% |
1,704,729
-32,201
| -2% | -$905K |
|
921
PUT
Qualcomm
QCOM
$168B
| $45.5M | 0.02% |
409,300
+102,000
| +33% | +$11.8M |
|
922
Eastman Chemical
EMN
$8.4B
| $45.2M | 0.02% |
588,790
+5,615
| +1% | +$466K |
|
|
ANSS
923
DELISTED
Ansys
ANSS
| $45.2M | 0.02% |
151,749
+12,124
| +9% | +$3.84M |
|
924
Invesco Water Resources ETF
PHO
$2.08B
| $45M | 0.02% |
846,971
+10,965
| +1% | +$615K |
|
925
CALL
NRG Energy
NRG
$25.1B
| $44.9M | 0.02% |
1,165,900
+573,000
| +97% | +$21.7M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.