UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
| $31.2M | 0.01% |
881,731
+170,270
| +24% | +$6.17M |
|
902
Qorvo
QRVO
$8.41B
| $31M | 0.01% |
240,577
+64,003
| +36% | +$7.94M |
|
903
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
| $31M | 0.01% |
707,014
-79,705
| -10% | -$3.49M |
|
904
Ross Stores
ROST
$81.6B
| $30.9M | 0.01% |
330,975
+102,347
| +45% | +$9.18M |
|
905
CALL
Delta Air Lines
DAL
$60.5B
| $30.9M | 0.01% |
1,009,294
+63,420
| +7% | +$1.83M |
|
906
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
| $30.8M | 0.01% |
1,319,132
+4,034
| +0.3% | +$94.9K |
|
|
DISCK
907
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $30.8M | 0.01% |
1,569,394
+305,728
| +24% | +$6.04M |
|
908
Li Auto
LI
$12.5B
| $30.7M | 0.01% |
+1,763,345
| New | +$29.5M |
|
|
GRFS
909
Grifois
GRFS
$5.33B
| $30.6M | 0.01% |
1,764,469
+1,626,881
| +1,182% | +$28.7M |
|
910
Brookfield
BN
$108B
| $30.6M | 0.01% |
1,728,868
+4,246
| +0.2% | +$75.9K |
|
911
Trade Desk
TTD
$8.31B
| $30.6M | 0.01% |
588,890
-32,150
| -5% | -$1.47M |
|
912
PUT
Applied Materials
AMAT
$419B
| $30.6M | 0.01% |
513,900
+303,900
| +145% | +$18.8M |
|
913
CALL
Norfolk Southern
NSC
$76.9B
| $30.5M | 0.01% |
+142,600
| New | +$28.6M |
|
|
MIC
914
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $30.5M | 0.01% |
1,133,405
+1,016,842
| +872% | +$29.4M |
|
915
Quest Diagnostics
DGX
$26.3B
| $30.4M | 0.01% |
265,428
+38,762
| +17% | +$4.58M |
|
916
Xcel Energy
XEL
$48.1B
| $30.4M | 0.01% |
440,113
+13,580
| +3% | +$927K |
|
917
VictoryShares US 500 Volatility Wtd ETF
CFA
$547M
| $30.3M | 0.01% |
559,031
-114,673
| -17% | -$6.15M |
|
918
Roku
ROKU
$22.3B
| $30.3M | 0.01% |
160,408
-28,587
| -15% | -$4.52M |
|
|
ETG
919
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
| $30.2M | 0.01% |
2,033,371
-66,037
| -3% | -$998K |
|
920
iShares US Aerospace & Defense ETF
ITA
$14.6B
| $30.2M | 0.01% |
381,538
+8,220
| +2% | +$674K |
|
921
Vulcan Materials
VMC
$36.5B
| $30.1M | 0.01% |
222,122
+16,638
| +8% | +$2.09M |
|
922
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.75B
| $30.1M | 0.01% |
976,282
+756,801
| +345% | +$23.4M |
|
923
CALL
Snap
SNAP
$8.83B
| $30.1M | 0.01% |
1,151,700
+716,300
| +165% | +$16.7M |
|
924
CALL
Simon Property Group
SPG
$71.9B
| $30.1M | 0.01% |
464,600
+410,900
| +765% | +$26.9M |
|
925
Rio Tinto
RIO
$162B
| $30M | 0.01% |
496,926
-71,344
| -13% | -$4.38M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.