UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Golub Capital BDC
GBDC
$3.34B
| $39.9M | 0.01% |
2,206,689
+1,036,726
| +89% | +$18.3M |
|
902
Nasdaq
NDAQ
$52.7B
| $39.8M | 0.01% |
1,114,113
+263,778
| +31% | +$8.99M |
|
|
MPT
903
Medical Properties Trust
MPT
$2.77B
| $39.8M | 0.01% |
1,884,018
+766,723
| +69% | +$15.5M |
|
904
PUT
Spotify
SPOT
$103B
| $39.8M | 0.01% |
265,880
+22,500
| +9% | +$3.09M |
|
905
Scotiabank
BNS
$107B
| $39.7M | 0.01% |
703,363
+278,892
| +66% | +$15.8M |
|
906
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
| $39.7M | 0.01% |
+681,800
| New | +$37.8M |
|
907
McKesson
MCK
$100B
| $39.6M | 0.01% |
286,502
+11,618
| +4% | +$1.64M |
|
908
Invesco S&P 500 Top 50 ETF
XLG
$10.6B
| $39.6M | 0.01% |
1,696,810
-17,800
| -1% | -$396K |
|
909
PUT
Ralph Lauren
RL
$22.6B
| $39.6M | 0.01% |
337,500
+83,800
| +33% | +$8.83M |
|
910
CALL
Walt Disney
DIS
$167B
| $39.5M | 0.01% |
273,429
-818,985
| -75% | -$114M |
|
911
Marvell Technology
MRVL
$168B
| $39.5M | 0.01% |
1,487,472
+323,671
| +28% | +$8.2M |
|
912
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $39.5M | 0.01% |
824,053
-30,023
| -4% | -$1.42M |
|
913
ROBO Global Robotics & Automation Index ETF
ROBO
$1.96B
| $39.4M | 0.01% |
937,236
-51,202
| -5% | -$2.06M |
|
914
FlexShares Quality Dividend Index Fund
QDF
$2.22B
| $39.3M | 0.01% |
811,015
-6,053
| -0.7% | -$284K |
|
915
Ametek
AME
$55.4B
| $39.2M | 0.01% |
393,200
+190,167
| +94% | +$18M |
|
|
INXN
916
DELISTED
Interxion Holding N.V.
INXN
| $39.1M | 0.01% |
466,086
+339,550
| +268% | +$28.4M |
|
917
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
| $39M | 0.01% |
1,971,340
-61,050
| -3% | -$1.15M |
|
|
GRFS
918
Grifois
GRFS
$5.36B
| $38.9M | 0.01% |
1,670,064
-173,836
| -9% | -$3.79M |
|
919
Cincinnati Financial
CINF
$27.3B
| $38.8M | 0.01% |
369,455
+100,254
| +37% | +$11M |
|
|
KEM
920
DELISTED
KEMET Corporation
KEM
| $38.7M | 0.01% |
1,432,033
+1,403,371
| +4,896% | +$34.1M |
|
921
PUT
Pfizer
PFE
$143B
| $38.6M | 0.01% |
1,037,347
-207,111
| -17% | -$7.38M |
|
922
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
| $38.5M | 0.01% |
1,805,646
+125,649
| +7% | +$2.5M |
|
923
Synopsys
SNPS
$74.4B
| $38.5M | 0.01% |
276,587
+78,036
| +39% | +$10.7M |
|
924
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
| $38.5M | 0.01% |
559,761
+79,611
| +17% | +$5.3M |
|
925
Mercado Libre
MELI
$95.2B
| $38.5M | 0.01% |
67,258
+31,306
| +87% | +$17.3M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.