UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$429M
| $33.7M | 0.01% |
360,273
-1,061
| -0.3% | -$100K |
|
|
HEP
902
DELISTED
Holly Energy Partners, L.P.
HEP
| $33.6M | 0.01% |
1,330,392
-351,559
| -21% | -$9.65M |
|
903
WisdomTree US MidCap Fund
EZM
$947M
| $33.6M | 0.01% |
851,119
+6,143
| +0.7% | +$241K |
|
|
WMGI
904
DELISTED
Wright Medical Group Inc
WMGI
| $33.5M | 0.01% |
1,626,084
+1,614,680
| +14,159% | +$38.4M |
|
|
RSX
905
DELISTED
VanEck Russia ETF
RSX
| $33.5M | 0.01% |
1,469,638
+911,749
| +163% | +$21M |
|
|
ETG
906
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.82B
| $33.5M | 0.01% |
2,034,860
+41,775
| +2% | +$674K |
|
|
AIFU
907
AIFU Inc
AIFU
$213M
| $33.3M | 0.01% |
3,126
+2
| +0.1% | +$24.3K |
|
908
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.16B
| $33.3M | 0.01% |
1,473,472
+131,004
| +10% | +$3M |
|
909
Groupon
GRPN
$1.07B
| $33.2M | 0.01% |
623,992
+594,437
| +2,011% | +$34.9M |
|
|
WRK
910
DELISTED
WestRock Company
WRK
| $33M | 0.01% |
905,324
+588,040
| +185% | +$21M |
|
911
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.43B
| $33M | 0.01% |
302,695
+63,782
| +27% | +$6.91M |
|
|
AVP
912
DELISTED
Avon Products, Inc.
AVP
| $32.9M | 0.01% |
7,474,880
+5,224,729
| +232% | +$22.1M |
|
|
TWTR
913
CALL
DELISTED
Twitter, Inc.
TWTR
| $32.8M | 0.01% |
795,120
+542,472
| +215% | +$22.2M |
|
914
Invesco S&P 500 Revenue ETF
RWL
$9.76B
| $32.7M | 0.01% |
606,106
-6,097
| -1% | -$326K |
|
915
Omega Healthcare
OHI
$14.7B
| $32.7M | 0.01% |
782,324
+160,548
| +26% | +$6.25M |
|
916
CGI
GIB
$15.2B
| $32.7M | 0.01% |
318,642
+39,140
| +14% | +$3.05M |
|
917
Blackstone Mortgage Trust
BXMT
$2.46B
| $32.6M | 0.01% |
910,248
+43,285
| +5% | +$1.54M |
|
918
Group 1 Automotive
GPI
$3.44B
| $32.6M | 0.01% |
353,495
-56,832
| -14% | -$4.67M |
|
919
iShares US Consumer Discretionary ETF
IYC
$1.21B
| $32.6M | 0.01% |
599,616
-14,952
| -2% | -$821K |
|
|
VMW
920
DELISTED
VMware, Inc
VMW
| $32.6M | 0.01% |
216,983
+20,275
| +10% | +$3.19M |
|
921
WisdomTree International Equity Fund
DWM
$681M
| $32.5M | 0.01% |
654,288
-61,047
| -9% | -$3.03M |
|
922
CALL
Broadcom
AVGO
$1.85T
| $32.5M | 0.01% |
1,177,000
+212,000
| +22% | +$6.03M |
|
923
Vanguard Morningstar Mega Cap ETF
MGC
$10.1B
| $32.4M | 0.01% |
314,172
-2,795
| -0.9% | -$286K |
|
924
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
| $32.3M | 0.01% |
757,963
+31,523
| +4% | +$1.32M |
|
925
CALL
Incyte
INCY
$24.1B
| $32.3M | 0.01% |
435,000
| – | – |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.