UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EDD
901
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
| $24.7M | 0.01% |
3,254,921
+724,915
| +29% | +$5.49M |
|
902
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.73B
| $24.6M | 0.01% |
476,157
+30,298
| +7% | +$1.51M |
|
903
First Trust Energy AlphaDEX Fund
FXN
$382M
| $24.6M | 0.01% |
1,630,116
-1,631,044
| -50% | -$25.8M |
|
|
K
904
DELISTED
Kellanova
K
| $24.6M | 0.01% |
360,137
-60,691
| -14% | -$4.19M |
|
905
CALL
Extra Space Storage
EXR
$31.3B
| $24.5M | 0.01% |
+330,000
| New | +$24.9M |
|
|
ANDV
906
PUT
DELISTED
Andeavor
ANDV
| $24.5M | 0.01% |
+302,700
| New | +$25.4M |
|
907
Nuveen Quality Municipal Income Fund
NAD
$2.73B
| $24.5M | 0.01% |
1,791,266
-25,650
| -1% | -$354K |
|
908
CALL
Colgate-Palmolive
CL
$73.3B
| $24.5M | 0.01% |
334,950
+54,950
| +20% | +$3.85M |
|
909
Cheniere Energy
CQP
$31.5B
| $24.4M | 0.01% |
755,660
-165,848
| -18% | -$5.12M |
|
910
PUT
Target
TGT
$65.6B
| $24.4M | 0.01% |
441,900
+58,500
| +15% | +$3.64M |
|
911
Marathon Petroleum
MPC
$91.7B
| $24.3M | 0.01% |
480,920
+297,605
| +162% | +$14.8M |
|
912
CALL
O'Reilly Automotive
ORLY
$72.4B
| $24.3M | 0.01% |
+1,350,000
| New | +$24.4M |
|
913
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
| $24.2M | 0.01% |
538,876
+22,294
| +4% | +$955K |
|
|
MXIM
914
DELISTED
Maxim Integrated Products
MXIM
| $24.2M | 0.01% |
537,613
+266,800
| +99% | +$11.7M |
|
|
AGN
915
CALL
DELISTED
Allergan plc
AGN
| $24.2M | 0.01% |
101,104
-85,996
| -46% | -$20M |
|
916
CALL
State Street SPDR S&P Retail ETF
XRT
$453M
| $24.2M | 0.01% |
571,800
-422,700
| -43% | -$18.2M |
|
917
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
| $24.1M | 0.01% |
+200,000
| New | +$24M |
|
918
B&G Foods
BGS
$293M
| $24.1M | 0.01% |
599,099
+125,637
| +27% | +$5.46M |
|
919
Eastman Chemical
EMN
$8.01B
| $24.1M | 0.01% |
298,314
-53,162
| -15% | -$4.18M |
|
920
Banco Santander
SAN
$202B
| $24.1M | 0.01% |
4,137,755
+729,882
| +21% | +$3.93M |
|
|
YHOO
921
DELISTED
Yahoo Inc
YHOO
| $24M | 0.01% |
518,127
-1,355,586
| -72% | -$60.5M |
|
922
Parker-Hannifin
PH
$121B
| $23.9M | 0.01% |
149,285
+21,633
| +17% | +$3.28M |
|
923
Archer Daniels Midland
ADM
$38.9B
| $23.9M | 0.01% |
518,795
+23,930
| +5% | +$1.07M |
|
924
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
| $23.9M | 0.01% |
321,000
-1,085,100
| -77% | -$79.1M |
|
925
FS KKR Capital
FSK
$2.96B
| $23.8M | 0.01% |
608,391
+298,724
| +96% | +$12.2M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.