UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
PIMCO Dynamic Income Fund
PDI
$7.39B
| $22.7M | 0.01% |
797,144
-7,645
| -0.9% | -$217K |
|
902
Ross Stores
ROST
$80.5B
| $22.7M | 0.01% |
352,914
-33,332
| -9% | -$2.05M |
|
|
AGU
903
DELISTED
Agrium
AGU
| $22.7M | 0.01% |
250,223
+36,521
| +17% | +$3.36M |
|
904
iShares MSCI Singapore ETF
EWS
$1.04B
| $22.7M | 0.01% |
1,044,554
+27,808
| +3% | +$605K |
|
905
ServiceNow
NOW
$115B
| $22.7M | 0.01% |
1,432,045
+201,795
| +16% | +$2.98M |
|
906
Consolidated Edison
ED
$40.1B
| $22.6M | 0.01% |
300,060
-33,853
| -10% | -$2.63M |
|
|
X
907
DELISTED
US Steel
X
| $22.5M | 0.01% |
1,191,234
-8,635
| -0.7% | -$178K |
|
908
PUT
Salesforce
CRM
$151B
| $22.4M | 0.01% |
313,600
+120,500
| +62% | +$9.4M |
|
909
Lennar Class A
LEN
$19.8B
| $22.4M | 0.01% |
555,005
+24,415
| +5% | +$1.08M |
|
910
Invesco Financial Preferred ETF
PGF
$677M
| $22.3M | 0.01% |
1,170,149
+276,092
| +31% | +$5.32M |
|
911
PUT
Valero Energy
VLO
$92.9B
| $22.3M | 0.01% |
420,500
+58,400
| +16% | +$3.11M |
|
912
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
| $22.1M | 0.01% |
926,800
-586,400
| -39% | -$14.1M |
|
|
BGB
913
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
| $22.1M | 0.01% |
1,479,070
+75,062
| +5% | +$1.11M |
|
914
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
| $22M | 0.01% |
326,398
+45,238
| +16% | +$3.06M |
|
915
Hercules Capital
HTGC
$3.07B
| $22M | 0.01% |
1,624,417
+86,105
| +6% | +$1.15M |
|
916
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
| $22M | 0.01% |
750,268
+167,713
| +29% | +$4.79M |
|
917
International Flavors & Fragrances
IFF
$20.2B
| $22M | 0.01% |
153,812
+5,247
| +4% | +$711K |
|
918
PUT
Verizon
VZ
$195B
| $21.9M | 0.01% |
421,300
-501,000
| -54% | -$26.9M |
|
|
MLPN
919
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
| $21.9M | 0.01% |
1,011,220
+68,412
| +7% | +$1.46M |
|
920
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.95B
| $21.8M | 0.01% |
+329,300
| New | +$20.4M |
|
921
Starwood Property Trust
STWD
$5.92B
| $21.8M | 0.01% |
966,899
+361,371
| +60% | +$7.99M |
|
922
YPF
YPF
$20.6B
| $21.8M | 0.01% |
1,195,000
+40,928
| +4% | +$740K |
|
923
PUT
Bristol-Myers Squibb
BMY
$133B
| $21.7M | 0.01% |
403,238
+278,738
| +224% | +$17.9M |
|
|
924
CALL
VanEck Gold Miners ETF
GDX
$22.7B
| $21.7M | 0.01% |
822,000
-1,185,400
| -59% | -$34M |
|
|
TLRD
925
DELISTED
Tailored Brands, Inc.
TLRD
| $21.7M | 0.01% |
1,383,104
-31,246
| -2% | -$455K |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.