UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Motorola Solutions
MSI
$72.7B
| $49.2M | 0.02% |
211,635
+2,688
| +1% | +$624K |
|
877
iShares Russell Top 200 Growth ETF
IWY
$16.6B
| $49.1M | 0.02% |
321,521
-5,183
| -2% | -$818K |
|
|
X
878
PUT
DELISTED
US Steel
X
| $49M | 0.02% |
2,231,300
+460,000
| +26% | +$11.5M |
|
879
InMode
INMD
$874M
| $49M | 0.02% |
614,746
-88,424
| -13% | -$5.4M |
|
880
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.63B
| $48.8M | 0.02% |
1,620,923
-69,510
| -4% | -$2.16M |
|
881
Mettler-Toledo International
MTD
$28.5B
| $48.8M | 0.02% |
35,394
+675
| +2% | +$1.02M |
|
882
VanEck Morningstar Wide Moat ETF
MOAT
$12.2B
| $48.7M | 0.02% |
664,468
-21,740
| -3% | -$1.64M |
|
883
Petrobras
PBR
$118B
| $48.6M | 0.02% |
4,701,972
+297,686
| +7% | +$3.17M |
|
884
Lincoln National
LNC
$8.98B
| $48.5M | 0.02% |
704,808
+67,098
| +11% | +$4.38M |
|
885
PUT
Eli Lilly
LLY
$1.04T
| $48.4M | 0.02% |
209,464
+18,400
| +10% | +$4.54M |
|
886
DraftKings
DKNG
$10.8B
| $48.3M | 0.02% |
1,002,740
+11,558
| +1% | +$613K |
|
887
MGM Resorts International
MGM
$11.4B
| $48.2M | 0.02% |
1,118,182
+39,205
| +4% | +$1.6M |
|
888
PUT
Zscaler
ZS
$26.1B
| $48M | 0.02% |
183,000
-54,500
| -23% | -$13.7M |
|
889
Ross Stores
ROST
$81.2B
| $47.9M | 0.02% |
440,248
+118,367
| +37% | +$14.2M |
|
890
TC Energy
TRP
$66.5B
| $47.9M | 0.02% |
995,171
+18,845
| +2% | +$914K |
|
891
iShares Global Tech ETF
IXN
$8.77B
| $47.8M | 0.02% |
844,354
+26,662
| +3% | +$1.56M |
|
892
PUT
Delta Air Lines
DAL
$61.3B
| $47.8M | 0.02% |
1,122,472
+447,472
| +66% | +$18.3M |
|
893
PUT
KraneShares CSI China Internet ETF
KWEB
$5.65B
| $47.8M | 0.02% |
1,009,600
+377,500
| +60% | +$19.8M |
|
|
VMW
894
PUT
DELISTED
VMware, Inc
VMW
| $47.5M | 0.02% |
319,567
+2,600
| +0.8% | +$394K |
|
895
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
| $47.5M | 0.01% |
311,396
-4,084
| -1% | -$642K |
|
|
CYBR
896
PUT
DELISTED
CyberArk
CYBR
| $47.3M | 0.01% |
+300,000
| New | +$45.6M |
|
897
CALL
Blackrock
BLK
$176B
| $47.3M | 0.01% |
56,400
+10,510
| +23% | +$9.42M |
|
898
Invesco Water Resources ETF
PHO
$2.08B
| $47.2M | 0.01% |
862,695
+29,059
| +3% | +$1.65M |
|
899
International Paper
IP
$22.4B
| $47.2M | 0.01% |
890,759
-193,842
| -18% | -$10.8M |
|
900
PUT
Procter & Gamble
PG
$342B
| $46.9M | 0.01% |
335,483
-79,000
| -19% | -$11.2M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.