UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Brookfield
BN
$104B
| $41.2M | 0.01% |
1,997,841
+135,363
| +7% | +$2.7M |
|
877
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$690M
| $41.2M | 0.01% |
571,820
-406
| -0.1% | -$29.6K |
|
878
CALL
Adobe
ADBE
$99.5B
| $41.2M | 0.01% |
124,800
+50,400
| +68% | +$14.8M |
|
879
Invesco Variable Rate Preferred ETF
VRP
$2.98B
| $41.1M | 0.01% |
1,593,070
+86,050
| +6% | +$2.21M |
|
880
ZTO Express
ZTO
$18.3B
| $41.1M | 0.01% |
1,761,287
-967,384
| -35% | -$20.9M |
|
881
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
| $41.1M | 0.01% |
882,039
-6,213
| -0.7% | -$286K |
|
882
PUT
Expedia Group
EXPE
$35.4B
| $41M | 0.01% |
379,500
+247,500
| +188% | +$29M |
|
883
Invesco Senior Loan ETF
BKLN
$6.97B
| $41M | 0.01% |
1,797,929
-126,629
| -7% | -$2.86M |
|
884
Itaú Unibanco
ITUB
$93.2B
| $40.9M | 0.01% |
6,147,331
+1,267,052
| +26% | +$7.94M |
|
885
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.5B
| $40.9M | 0.01% |
1,340,741
+46,258
| +4% | +$1.41M |
|
886
PUT
Weibo
WB
$2B
| $40.9M | 0.01% |
882,400
+185,000
| +27% | +$8.66M |
|
887
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
| $40.9M | 0.01% |
746,023
+15,258
| +2% | +$807K |
|
888
VanEck Oil Services ETF
OIH
$2.06B
| $40.9M | 0.01% |
154,171
-19,849
| -11% | -$4.75M |
|
889
Cheniere Energy
CQP
$31.9B
| $40.8M | 0.01% |
1,024,123
-43,669
| -4% | -$1.84M |
|
890
Pinduoduo
PDD
$126B
| $40.7M | 0.01% |
1,076,018
+185,949
| +21% | +$6.94M |
|
891
PUT
JD.com
JD
$44.6B
| $40.7M | 0.01% |
1,155,000
-349,784
| -23% | -$11.3M |
|
|
ARQL
892
DELISTED
Arqule Inc
ARQL
| $40.6M | 0.01% |
2,034,793
+1,899,454
| +1,403% | +$22M |
|
893
PUT
ConocoPhillips
COP
$147B
| $40.4M | 0.01% |
620,700
-305,300
| -33% | -$18M |
|
|
KAMN
894
CALL
DELISTED
Kaman Corp
KAMN
| $40.3M | 0.01% |
611,400
-1,500
| -0.2% | -$93.7K |
|
895
CALL
Broadcom
AVGO
$1.85T
| $40.3M | 0.01% |
1,275,000
+98,000
| +8% | +$2.98M |
|
896
PUT
Johnson & Johnson
JNJ
$618B
| $40.3M | 0.01% |
276,100
+43,800
| +19% | +$5.94M |
|
897
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
| $40.2M | 0.01% |
1,587,610
-36,405
| -2% | -$887K |
|
898
Vanguard World Funds Extended Duration ETF
EDV
$3.22B
| $40.1M | 0.01% |
308,817
+10,254
| +3% | +$1.4M |
|
899
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
| $40.1M | 0.01% |
1,067,167
+193,614
| +22% | +$6.98M |
|
900
Jazz Pharmaceuticals
JAZZ
$15.9B
| $40.1M | 0.01% |
268,458
-167,067
| -38% | -$22.7M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.