UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.5B
| $35.5M | 0.01% |
532,689
+96,752
| +22% | +$6.42M |
|
877
CALL
Hasbro
HAS
$13.1B
| $35.5M | 0.01% |
298,900
+148,900
| +99% | +$17M |
|
878
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.14B
| $35.4M | 0.01% |
1,439,609
-88,100
| -6% | -$2.13M |
|
879
PUT
Biogen
BIIB
$29.6B
| $35.1M | 0.01% |
150,600
+50,000
| +50% | +$11.6M |
|
880
AvalonBay Communities
AVB
$26.7B
| $35M | 0.01% |
162,529
-43,901
| -21% | -$9.18M |
|
881
FMC
FMC
$1.3B
| $35M | 0.01% |
399,122
+224,689
| +129% | +$19.3M |
|
|
DRNA
882
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
| $35M | 0.01% |
2,434,539
-33,260
| -1% | -$475K |
|
883
Motorola Solutions
MSI
$72.5B
| $34.9M | 0.01% |
204,693
+17,654
| +9% | +$3.03M |
|
884
SS&C Technologies
SSNC
$18.5B
| $34.7M | 0.01% |
673,044
-386,893
| -37% | -$19.8M |
|
885
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
| $34.6M | 0.01% |
688,284
+12,395
| +2% | +$623K |
|
886
PUT
S&P Global
SPGI
$122B
| $34.3M | 0.01% |
140,200
+76,000
| +118% | +$19M |
|
|
ENBL
887
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
| $34.3M | 0.01% |
2,855,074
-2,480
| -0.1% | -$32.4K |
|
|
BRSP
888
BrightSpire Capital
BRSP
$650M
| $34.3M | 0.01% |
2,374,657
+295,802
| +14% | +$4.31M |
|
889
iShares MSCI EAFE Growth ETF
EFG
$16.7B
| $34.3M | 0.01% |
426,158
-23,475
| -5% | -$1.88M |
|
|
HIX
890
Western Asset High Income Fund II
HIX
$351M
| $34.1M | 0.01% |
5,036,545
+131,512
| +3% | +$899K |
|
891
SBA Communications
SBAC
$19.1B
| $34.1M | 0.01% |
141,369
-36,148
| -20% | -$8.94M |
|
892
PUT
Coca-Cola
KO
$374B
| $34M | 0.01% |
625,100
+75,200
| +14% | +$4.03M |
|
893
British American Tobacco
BTI
$129B
| $34M | 0.01% |
922,007
-46,013
| -5% | -$1.68M |
|
894
Owens Corning
OC
$11.5B
| $34M | 0.01% |
538,074
-29,796
| -5% | -$1.71M |
|
|
FITB
895
Fifth Third Bancorp
FITB
$51.3B
| $33.9M | 0.01% |
1,236,378
+192,119
| +18% | +$5.27M |
|
|
PPL
896
PPL Corp
PPL
$26.4B
| $33.8M | 0.01% |
1,072,167
+169,771
| +19% | +$5.13M |
|
897
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $33.7M | 0.01% |
387,100
+299,600
| +342% | +$26M |
|
898
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $33.7M | 0.01% |
300,000
+200,000
| +200% | +$22.3M |
|
899
iShares Global Tech ETF
IXN
$8.41B
| $33.7M | 0.01% |
1,094,076
-42,390
| -4% | -$1.29M |
|
900
Genuine Parts
GPC
$17.6B
| $33.7M | 0.01% |
338,342
-15,984
| -5% | -$1.53M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.