UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Hercules Capital
HTGC
$2.99B
| $29.7M | 0.01% |
2,303,238
-3,996
| -0.2% | -$51.3K |
|
877
CALL
FedEx
FDX
$73B
| $29.7M | 0.01% |
131,600
-19,300
| -13% | -$4.11M |
|
|
AM
878
PUT
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
| $29.6M | 0.01% |
938,000
+900
| +0.1% | +$29.4K |
|
|
FRC
879
DELISTED
First Republic Bank
FRC
| $29.6M | 0.01% |
283,101
-160,450
| -36% | -$15.9M |
|
880
iShares MSCI EAFE Value ETF
EFV
$28.3B
| $29.4M | 0.01% |
538,527
+21,804
| +4% | +$1.16M |
|
881
PUT
Whirlpool
WHR
$2.49B
| $29.4M | 0.01% |
159,200
+20,000
| +14% | +$3.58M |
|
882
Aon
AON
$80.6B
| $29.4M | 0.01% |
200,902
+13,812
| +7% | +$1.93M |
|
883
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $29.3M | 0.01% |
963,568
+125,427
| +15% | +$3.8M |
|
884
PUT
Rio Tinto
RIO
$152B
| $29.3M | 0.01% |
620,000
+265,000
| +75% | +$12.3M |
|
885
American Airlines Group
AAL
$9.82B
| $29.2M | 0.01% |
613,867
-24,108
| -4% | -$1.17M |
|
886
Western Digital
WDC
$159B
| $29.1M | 0.01% |
445,469
-466,819
| -51% | -$31M |
|
|
WNRL
887
DELISTED
Western Refining Logistics, LP
WNRL
| $29M | 0.01% |
1,125,690
-82,794
| -7% | -$2.09M |
|
|
KSU
888
PUT
DELISTED
Kansas City Southern
KSU
| $29M | 0.01% |
266,600
+79,100
| +42% | +$8.3M |
|
889
Canadian Natural Resources
CNQ
$96.9B
| $28.9M | 0.01% |
1,765,142
+328,658
| +23% | +$5.03M |
|
|
IGR
890
CBRE Global Real Estate Income Fund
IGR
$719M
| $28.9M | 0.01% |
3,653,213
-89,084
| -2% | -$693K |
|
891
Group 1 Automotive
GPI
$4.26B
| $28.8M | 0.01% |
397,540
-6,112
| -2% | -$376K |
|
892
Invesco S&P 500 Revenue ETF
RWL
$9.57B
| $28.7M | 0.01% |
598,747
+17,675
| +3% | +$827K |
|
|
GOLD
893
DELISTED
Randgold Resources Ltd
GOLD
| $28.7M | 0.01% |
293,908
-31,936
| -10% | -$3.07M |
|
|
EDD
894
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
| $28.5M | 0.01% |
3,550,031
+22,970
| +0.7% | +$187K |
|
895
PUT
Qualcomm
QCOM
$164B
| $28.5M | 0.01% |
549,000
+146,500
| +36% | +$7.75M |
|
|
ATH
896
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
| $28.4M | 0.01% |
527,981
+167,403
| +46% | +$8.66M |
|
897
Tapestry
TPR
$30.3B
| $28.4M | 0.01% |
705,688
+18,361
| +3% | +$809K |
|
898
PUT
Costco
COST
$432B
| $28.3M | 0.01% |
172,100
+5,900
| +4% | +$927K |
|
899
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
| $28.2M | 0.01% |
1,554,112
+359,261
| +30% | +$6.45M |
|
900
Exelon
EXC
$48.1B
| $28.2M | 0.01% |
1,050,453
+546,892
| +109% | +$14.6M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.