UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
PUT
Marriott International
MAR
$98.5B
| $25.8M | 0.01% |
311,700
+231,700
| +290% | +$17.4M |
|
|
SHLX
877
DELISTED
Shell Midstream Partners, L.P.
SHLX
| $25.8M | 0.01% |
885,749
-108,762
| -11% | -$3.03M |
|
878
CALL
Oracle
ORCL
$365B
| $25.8M | 0.01% |
670,000
+382,100
| +133% | +$14.9M |
|
|
CAA
879
DELISTED
CalAtlantic Group, Inc.
CAA
| $25.7M | 0.01% |
754,339
-128,489
| -15% | -$4.25M |
|
880
Hercules Capital
HTGC
$3.06B
| $25.6M | 0.01% |
1,817,281
+192,864
| +12% | +$2.63M |
|
881
Golub Capital BDC
GBDC
$3.32B
| $25.6M | 0.01% |
1,420,798
+69,979
| +5% | +$1.25M |
|
882
Brookfield
BN
$104B
| $25.6M | 0.01% |
2,170,206
-209,398
| -9% | -$2.55M |
|
883
United Airlines
UAL
$39.7B
| $25.5M | 0.01% |
349,537
-262,463
| -43% | -$16.7M |
|
884
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $25.5M | 0.01% |
875,089
-187,853
| -18% | -$5.62M |
|
|
BXMX
885
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $25.4M | 0.01% |
1,994,521
+90,500
| +5% | +$1.15M |
|
886
Nuveen Quality Municipal Income Fund
NAD
$2.72B
| $25.4M | 0.01% |
1,816,916
+585,281
| +48% | +$8.15M |
|
887
iShares MSCI ACWI ETF
ACWI
$32.6B
| $25.3M | 0.01% |
428,173
+190,754
| +80% | +$11.2M |
|
888
State Street SPDR S&P International Dividend ETF
DWX
$528M
| $25.3M | 0.01% |
701,595
+43,130
| +7% | +$1.56M |
|
889
Vanguard Morningstar Mega Cap ETF
MGC
$9.89B
| $25.1M | 0.01% |
329,135
-5,061
| -2% | -$377K |
|
|
CTXS
890
DELISTED
Citrix Systems Inc
CTXS
| $25.1M | 0.01% |
353,155
-88,215
| -20% | -$6.1M |
|
891
Boston Scientific
BSX
$67B
| $25.1M | 0.01% |
1,160,788
-115,641
| -9% | -$2.52M |
|
892
Canadian Pacific Kansas City
CP
$78.2B
| $25.1M | 0.01% |
879,155
+37,755
| +4% | +$1.12M |
|
893
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
| $25.1M | 0.01% |
1,590,760
-117,560
| -7% | -$1.81M |
|
894
WisdomTree US SmallCap Earnings Fund
EES
$716M
| $25M | 0.01% |
768,882
-71,013
| -8% | -$2.13M |
|
895
PUT
MPLX
MPLX
$59.4B
| $25M | 0.01% |
721,900
+649,000
| +890% | +$21.1M |
|
896
Cboe Global Markets
CBOE
$31.8B
| $25M | 0.01% |
337,965
+56,490
| +20% | +$3.89M |
|
897
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
| $24.9M | 0.01% |
1,273,345
-123,324
| -9% | -$2.39M |
|
898
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
| $24.9M | 0.01% |
1,762,864
+940,917
| +114% | +$13.8M |
|
899
Tapestry
TPR
$30.6B
| $24.9M | 0.01% |
711,605
+28,008
| +4% | +$1.02M |
|
|
AGN
900
PUT
DELISTED
Allergan plc
AGN
| $24.9M | 0.01% |
118,400
-67,900
| -36% | -$14.1M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.