UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.79B
| $50.7M | 0.02% |
1,460,233
-459,921
| -24% | -$16.5M |
|
852
CALL
Target
TGT
$66.8B
| $50.6M | 0.02% |
457,800
+153,900
| +51% | +$19.5M |
|
853
VanEck Junior Gold Miners ETF
GDXJ
$7.81B
| $50.4M | 0.02% |
1,564,205
+883,302
| +130% | +$31.3M |
|
854
JD.com
JD
$44.1B
| $50.2M | 0.02% |
1,724,280
+581,482
| +51% | +$20.3M |
|
855
State Street SPDR S&P Metals & Mining ETF
XME
$4.21B
| $50.1M | 0.02% |
954,742
-243,268
| -20% | -$12.6M |
|
|
K
856
DELISTED
Kellanova
K
| $50.1M | 0.02% |
896,775
-43,891
| -5% | -$2.61M |
|
857
PUT
Caesars Entertainment
CZR
$6.12B
| $50M | 0.02% |
1,079,500
+879,500
| +440% | +$46.7M |
|
858
PUT
Applied Materials
AMAT
$421B
| $49.9M | 0.02% |
360,700
+125,000
| +53% | +$17.9M |
|
859
Genuine Parts
GPC
$18.2B
| $49.9M | 0.02% |
345,708
-66,785
| -16% | -$10.4M |
|
860
Brighthouse Financial
BHF
$3.57B
| $49.7M | 0.02% |
1,016,047
-23,049
| -2% | -$1.15M |
|
861
CALL
First Solar
FSLR
$26.5B
| $49.4M | 0.02% |
305,800
+19,300
| +7% | +$3.6M |
|
862
ARK Innovation ETF
ARKK
$6.01B
| $49.1M | 0.02% |
1,237,101
-618,056
| -33% | -$27.2M |
|
863
CALL
Biogen
BIIB
$30.4B
| $49M | 0.02% |
190,800
+112,900
| +145% | +$30.2M |
|
864
Zscaler
ZS
$26.1B
| $49M | 0.02% |
314,943
-51,796
| -14% | -$7.77M |
|
865
Capital Group Dividend Value ETF
CGDV
$38.7B
| $48.9M | 0.02% |
1,848,085
+168,720
| +10% | +$4.61M |
|
866
Church & Dwight Co
CHD
$24.4B
| $48.9M | 0.02% |
533,388
-107,037
| -17% | -$10.2M |
|
867
J.M. Smucker
SJM
$12.6B
| $48.8M | 0.02% |
397,390
+135,223
| +52% | +$19.2M |
|
868
McCormick & Company Non-Voting
MKC
$14B
| $48.7M | 0.02% |
643,987
+96,715
| +18% | +$8.08M |
|
|
WCN
869
Waste Connections
WCN
$42.1B
| $48.7M | 0.02% |
362,608
-27,788
| -7% | -$3.89M |
|
870
PUT
State Street SPDR S&P Retail ETF
XRT
$324M
| $48.7M | 0.02% |
+800,000
| New | +$51.3M |
|
|
GRMN
871
Garmin
GRMN
$58.5B
| $48.7M | 0.02% |
462,795
-50,718
| -10% | -$5.33M |
|
872
PUT
Occidental Petroleum
OXY
$56.1B
| $48.5M | 0.02% |
748,200
+344,900
| +86% | +$21.7M |
|
873
ProShares Short S&P500
SH
$901M
| $48.4M | 0.02% |
836,348
-180,667
| -18% | -$10.1M |
|
874
CALL
S&P Global
SPGI
$119B
| $48.3M | 0.02% |
132,200
+14,000
| +12% | +$5.5M |
|
875
Deutsche Bank
DB
$70.7B
| $48.3M | 0.02% |
4,391,282
+2,522,576
| +135% | +$27.3M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.