UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
PUT
Medtronic
MDT
$110B
| $37.8M | 0.02% |
468,100
+107,200
| +30% | +$9.63M |
|
852
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.81B
| $37.7M | 0.02% |
1,651,911
-148,680
| -8% | -$3.56M |
|
|
WCN
853
Waste Connections
WCN
$42.1B
| $37.7M | 0.02% |
278,695
-2,223
| -0.8% | -$303K |
|
|
B
854
CALL
Barrick Mining
B
$69.3B
| $37.7M | 0.02% |
2,429,100
+1,408,400
| +138% | +$22.2M |
|
|
DRE
855
DELISTED
Duke Realty Corp.
DRE
| $37.6M | 0.02% |
780,230
+30,148
| +4% | +$1.77M |
|
856
CALL
Analog Devices
ADI
$184B
| $37.5M | 0.02% |
269,200
+21,300
| +9% | +$3.37M |
|
857
Cedar Fair
FUN
$1.6B
| $37.4M | 0.02% |
907,905
-18,406
| -2% | -$783K |
|
858
Royal Bank of Canada
RY
$294B
| $37.3M | 0.02% |
413,973
-30,440
| -7% | -$2.92M |
|
859
Ventas
VTR
$47.1B
| $37.2M | 0.02% |
925,910
-36,226
| -4% | -$1.78M |
|
860
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
| $37.2M | 0.02% |
970,162
-180,187
| -16% | -$7.33M |
|
861
CALL
Prudential Financial
PRU
$42B
| $37.1M | 0.02% |
433,000
+69,700
| +19% | +$6.71M |
|
862
Baxter International
BAX
$13.9B
| $37.1M | 0.02% |
689,463
+58,669
| +9% | +$3.53M |
|
863
Yelp
YELP
$1.37B
| $37M | 0.02% |
1,090,725
+242,696
| +29% | +$8.03M |
|
864
PUT
Nike
NKE
$62.3B
| $37M | 0.02% |
444,600
+89,400
| +25% | +$9.62M |
|
|
JNPR
865
DELISTED
Juniper Networks
JNPR
| $36.9M | 0.02% |
1,414,281
-111,326
| -7% | -$3.14M |
|
866
Moderna
MRNA
$21.6B
| $36.9M | 0.02% |
312,097
-115,255
| -27% | -$17.5M |
|
867
Brighthouse Financial
BHF
$3.57B
| $36.9M | 0.02% |
849,453
-61,356
| -7% | -$2.79M |
|
868
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
| $36.9M | 0.02% |
571,986
+69,081
| +14% | +$4.85M |
|
869
JPMorgan Diversified Return International Equity ETF
JPIN
$373M
| $36.9M | 0.02% |
860,610
+103,213
| +14% | +$4.98M |
|
870
PUT
Aon
AON
$76.1B
| $36.8M | 0.02% |
137,500
+23,700
| +21% | +$6.7M |
|
871
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$620M
| $36.8M | 0.02% |
645,419
-39,346
| -6% | -$2.4M |
|
872
PIMCO Dynamic Income Fund
PDI
$7.4B
| $36.8M | 0.02% |
1,897,191
-179,122
| -9% | -$3.77M |
|
873
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.64B
| $36.7M | 0.02% |
1,686,093
+114,609
| +7% | +$2.81M |
|
874
United Microelectronic
UMC
$48.2B
| $36.7M | 0.02% |
6,580,624
-1,792,521
| -21% | -$11.8M |
|
875
Dimensional US Core Equity 2 ETF
DFAC
$49.1B
| $36.6M | 0.02% |
1,646,441
+47,738
| +3% | +$1.17M |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.