UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
IQVIA
IQV
$38.3B
| $34.4M | 0.01% |
218,259
+118,523
| +119% | +$18.6M |
|
852
Vanguard International High Dividend Yield ETF
VYMI
$20.8B
| $34.4M | 0.01% |
660,140
-139,573
| -17% | -$7.49M |
|
853
KLA
KLAC
$252B
| $34.3M | 0.01% |
1,771,540
-283,790
| -14% | -$5.61M |
|
854
PUT
Shopify
SHOP
$191B
| $34.3M | 0.01% |
335,000
+275,000
| +458% | +$27.3M |
|
855
Petrobras
PBR
$119B
| $34.2M | 0.01% |
4,800,081
-399,402
| -8% | -$3.39M |
|
856
BlackRock Science and Technology Term Trust
BSTZ
$2.03B
| $34.2M | 0.01% |
1,332,216
+263,969
| +25% | +$6.59M |
|
857
Okta
OKTA
$24.9B
| $34.1M | 0.01% |
159,302
+42,291
| +36% | +$8.82M |
|
858
CrowdStrike
CRWD
$211B
| $34M | 0.01% |
990,864
-44,028
| -4% | -$1.28M |
|
859
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $34M | 0.01% |
305,000
-46,700
| -13% | -$5.24M |
|
860
Jazz Pharmaceuticals
JAZZ
$16.7B
| $34M | 0.01% |
238,179
-11,756
| -5% | -$1.46M |
|
861
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
| $33.8M | 0.01% |
2,319,242
+195,377
| +9% | +$2.87M |
|
862
LyondellBasell Industries
LYB
$19.8B
| $33.7M | 0.01% |
477,558
-20,983
| -4% | -$1.45M |
|
863
iShares MSCI South Korea ETF
EWY
$23.8B
| $33.4M | 0.01% |
511,112
+140,725
| +38% | +$8.82M |
|
864
Service Corp International
SCI
$11.6B
| $33.3M | 0.01% |
790,299
+16,458
| +2% | +$702K |
|
865
TransUnion
TRU
$15.2B
| $33.3M | 0.01% |
395,801
+266,534
| +206% | +$23M |
|
866
iShares Expanded Tech Sector ETF
IGM
$10.6B
| $33.1M | 0.01% |
643,062
-26,400
| -4% | -$1.33M |
|
867
International Flavors & Fragrances
IFF
$21.6B
| $33.1M | 0.01% |
270,392
-20,196
| -7% | -$2.51M |
|
868
Canadian National Railway
CNI
$76.5B
| $33.1M | 0.01% |
310,669
-7,519
| -2% | -$755K |
|
869
CALL
Wynn Resorts
WYNN
$10.5B
| $33.1M | 0.01% |
460,300
+449,300
| +4,085% | +$35.6M |
|
870
Suncor Energy
SU
$72.4B
| $33M | 0.01% |
2,697,805
-565,071
| -17% | -$8.85M |
|
|
SPLK
871
PUT
DELISTED
Splunk Inc
SPLK
| $32.9M | 0.01% |
175,000
| – | – |
|
872
VanEck Intermediate Muni ETF
ITM
$2.15B
| $32.8M | 0.01% |
640,049
-32,672
| -5% | -$1.68M |
|
|
SGI
873
CALL
Somnigroup International
SGI
$13.6B
| $32.8M | 0.01% |
1,469,600
+879,600
| +149% | +$18.2M |
|
874
ASML
ASML
$655B
| $32.6M | 0.01% |
88,235
-48,526
| -35% | -$18.1M |
|
875
First Trust Senior Loan Fund ETF
FTSL
$2.33B
| $32.6M | 0.01% |
707,821
+54,181
| +8% | +$2.5M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.