UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
CALL
Martin Marietta Materials
MLM
$32.4B
| $36.9M | 0.01% |
134,600
+90,200
| +203% | +$22.3M |
|
852
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.45B
| $36.8M | 0.01% |
974,524
-224,072
| -19% | -$8.36M |
|
853
Marriott International
MAR
$91.5B
| $36.7M | 0.01% |
295,378
+46,515
| +19% | +$6.17M |
|
854
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
| $36.6M | 0.01% |
730,765
-23,854
| -3% | -$1.17M |
|
855
Mid-America Apartment Communities
MAA
$15.5B
| $36.6M | 0.01% |
281,454
+39,977
| +17% | +$4.97M |
|
856
Rogers Communications
RCI
$18.5B
| $36.5M | 0.01% |
582,012
+77,709
| +15% | +$4M |
|
|
KAMN
857
CALL
DELISTED
Kaman Corp
KAMN
| $36.4M | 0.01% |
612,900
| – | – |
|
858
Invesco S&P 500 Top 50 ETF
XLG
$10.8B
| $36.4M | 0.01% |
1,714,610
+475,120
| +38% | +$10.1M |
|
859
iShares US Financials ETF
IYF
$4.56B
| $36.4M | 0.01% |
565,756
-40,020
| -7% | -$2.54M |
|
860
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.53B
| $36.3M | 0.01% |
2,032,390
+68,910
| +4% | +$1.24M |
|
861
PUT
Hartford Financial Services
HIG
$39.1B
| $36.3M | 0.01% |
599,200
+249,200
| +71% | +$14.6M |
|
862
PUT
Uber
UBER
$146B
| $36.2M | 0.01% |
+1,188,600
| New | +$44.7M |
|
863
PUT
Franco-Nevada
FNV
$41.1B
| $36.2M | 0.01% |
+300,000
| New | +$27.5M |
|
864
First Trust US Equity Opportunities ETF
FPX
$1.49B
| $36.1M | 0.01% |
476,701
+3,561
| +0.8% | +$280K |
|
865
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
| $36.1M | 0.01% |
593,117
+93,412
| +19% | +$5.69M |
|
866
CALL
Starbucks
SBUX
$120B
| $36.1M | 0.01% |
408,700
+154,700
| +61% | +$14.3M |
|
867
International Flavors & Fragrances
IFF
$20.2B
| $36.1M | 0.01% |
294,466
-63,213
| -18% | -$8.07M |
|
|
IBDO
868
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
| $35.8M | 0.01% |
1,400,132
+61,449
| +5% | +$1.57M |
|
869
Willis Towers Watson
WTW
$31.5B
| $35.8M | 0.01% |
185,728
+52,969
| +40% | +$10.3M |
|
870
Ally Financial
ALLY
$13.4B
| $35.8M | 0.01% |
1,079,435
+280,532
| +35% | +$9.09M |
|
|
VIAB
871
DELISTED
Viacom Inc. Class B
VIAB
| $35.8M | 0.01% |
1,487,988
+585,105
| +65% | +$16.3M |
|
872
Manulife Financial
MFC
$74B
| $35.7M | 0.01% |
1,558,231
+466,300
| +43% | +$8.24M |
|
|
CTXS
873
CALL
DELISTED
Citrix Systems Inc
CTXS
| $35.7M | 0.01% |
370,195
+33,011
| +10% | +$3.16M |
|
874
CALL
Comcast
CMCSA
$87.5B
| $35.6M | 0.01% |
790,600
+535,600
| +210% | +$23.7M |
|
875
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
| $35.6M | 0.01% |
526,613
-11,083
| -2% | -$752K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.